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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
351
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$302K 0.07%
2,564
-683
-21% -$88.3K
EFAV icon
352
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$299K 0.07%
4,787
+1,647
+52% +$107K
TLT icon
353
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$297K 0.07%
2,397
-1,153
-32% -$140K
SES
354
DELISTED
Synthesis Energy Systems Inc.
SES
$297K 0.07%
4,728
+189
+4% +$13.5K
ANDV
355
DELISTED
Andeavor
ANDV
$297K 0.07%
+3,050
New +$296K
TFC icon
356
Truist Financial
TFC
$63.9B
$296K 0.07%
+8,297
New +$320K
HYG icon
357
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$295K 0.07%
3,533
+403
+13% +$34.9K
IVE icon
358
iShares S&P 500 Value ETF
IVE
$49.1B
$295K 0.07%
3,500
+620
+22% +$55.4K
SNY icon
359
Sanofi
SNY
$107B
$295K 0.07%
6,172
+154
+3% +$7.84K
EA icon
360
Electronic Arts
EA
$52.7B
$292K 0.07%
+4,308
New +$302K
RPV icon
361
Invesco S&P 500 Pure Value ETF
RPV
$1.66B
$292K 0.07%
+6,097
New +$312K
IDV icon
362
iShares International Select Dividend ETF
IDV
$8.31B
$291K 0.07%
10,312
+3,275
+47% +$100K
APC
363
DELISTED
Anadarko Petroleum
APC
$291K 0.07%
4,795
+1,695
+55% +$120K
SNDK
364
DELISTED
SANDISK CORP
SNDK
$290K 0.07%
5,334
+1,682
+46% +$92.9K
TTT icon
365
ProShares UltraPro Short 20+ Year Treasury
TTT
$19M
$289K 0.07%
+1,949
New +$315K
MMP
366
DELISTED
Magellan Midstream Partners, L.P.
MMP
$289K 0.07%
4,786
-4,242
-47% -$290K
SLB icon
367
SLB Ltd
SLB
$72.7B
$285K 0.07%
4,104
+20
+0.5% +$1.58K
TJX icon
368
TJX Companies
TJX
$179B
$284K 0.07%
7,906
-7,194
-48% -$252K
VBR icon
369
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$283K 0.07%
+2,910
New +$302K
WPC icon
370
W.P. Carey
WPC
$17B
$283K 0.07%
+4,999
New +$291K
FAB icon
371
First Trust Multi Cap Value AlphaDEX Fund
FAB
$165M
$282K 0.07%
6,925
-434
-6% -$18.9K
ROST icon
372
Ross Stores
ROST
$80.8B
$282K 0.07%
5,796
+285
+5% +$14.6K
VXF icon
373
Vanguard Extended Market ETF
VXF
$30B
$281K 0.07%
3,435
+324
+10% +$28.7K
AFSI
374
DELISTED
AmTrust Financial Services, Inc.
AFSI
$281K 0.07%
8,898
+2,358
+36% +$74.7K
IWR icon
375
iShares Russell Mid-Cap ETF
IWR
$55.9B
$279K 0.07%
7,152
-656
-8% -$27.2K
13 14
15
16 17

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.