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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETJ
351
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$221K 0.07%
19,523
-13,130
-40% -$150K
MLCO icon
352
Melco Resorts & Entertainment
MLCO
$2.21B
$221K 0.07%
5,713
+2,207
+63% +$91.7K
MYJ
353
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$221K 0.07%
15,500
– –
NUGT icon
354
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$840M
$220K 0.07%
+159
New +$264K
PXD
355
DELISTED
Pioneer Natural Resource Co.
PXD
$219K 0.07%
+1,171
New +$214K
EOG icon
356
EOG Resources
EOG
$77.7B
$218K 0.07%
+2,224
New +$198K
PHK
357
PIMCO High Income Fund
PHK
$856M
$218K 0.07%
17,393
-10,499
-38% -$129K
PPL
358
PPL Corp
PPL
$26.9B
$218K 0.07%
7,069
-1,595
-18% -$46.3K
ABT icon
359
Abbott
ABT
$187B
$217K 0.07%
5,631
+209
+4% +$8.06K
EVT icon
360
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$217K 0.07%
11,028
-3,436
-24% -$65.9K
FFC
361
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$767M
$217K 0.07%
11,271
– –
MANH icon
362
Manhattan Associates
MANH
$11.9B
$215K 0.07%
+6,147
New +$214K
ALU
363
DELISTED
Alcatel-Lucent
ALU
$215K 0.07%
55,241
-1,953
-3% -$8.1K
ADM icon
364
Archer Daniels Midland
ADM
$38.7B
$213K 0.06%
4,915
+1,735
+55% +$71.5K
AGNC icon
365
AGNC Investment
AGNC
$12.7B
$213K 0.06%
9,900
-2,043
-17% -$43.9K
TGNA
366
DELISTED
TEGNA Inc
TGNA
$213K 0.06%
14,784
+315
+2% +$4.68K
FIW icon
367
First Trust Water ETF
FIW
$1.87B
$212K 0.06%
6,150
+200
+3% +$6.7K
IWF icon
368
iShares Russell 1000 Growth ETF
IWF
$117B
$212K 0.06%
9,776
+588
+6% +$12.6K
MMM icon
369
3M
MMM
$91.8B
$212K 0.06%
1,873
-157
-8% -$17.4K
CFP
370
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$212K 0.06%
10,000
– –
LMT icon
371
Lockheed Martin
LMT
$131B
$211K 0.06%
+1,291
New +$203K
CP icon
372
Canadian Pacific Kansas City
CP
$81B
$209K 0.06%
+6,960
New +$211K
PANW icon
373
Palo Alto Networks
PANW
$256B
$209K 0.06%
+18,300
New +$208K
SRV
374
NXG Cushing Midstream Energy Fund
SRV
$211M
$208K 0.06%
1,268
-507
-29% -$82.6K
PSP icon
375
Invesco Global Listed Private Equity ETF
PSP
$230M
$206K 0.06%
3,393
+2,358
+228% +$142K
13 14
15
16 17

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LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.