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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.51%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$160M
Cap. Flow
+$92.6M
Cap. Flow %
7.88%
Top 10 Hldgs %
17.13%
Holding
926
New
118
Increased
449
Reduced
243
Closed
89

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.15M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.82M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.13M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.99M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.6M
2
FISV
Fiserv Inc
FISV
+$1.95M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.92M
4
GEN icon
Gen Digital
GEN
+$1.74M
5
NWSA icon
News Corp Class A
NWSA
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 7.26%
3 Healthcare 7.01%
4 Communication Services 5.7%
5 Consumer Discretionary 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AON icon
326
Aon
AON
$80.6B
$681K 0.06%
3,262
+347
+12% +$68.7K
STX icon
327
Seagate
STX
$174B
$681K 0.06%
11,444
+1,984
+21% +$114K
PMM
328
Franklin Managed Municipal Income Trust
PMM
$270M
$680K 0.06%
85,078
+728
+0.9% +$5.79K
AWK icon
329
American Water Works
AWK
$27B
$679K 0.06%
5,526
+198
+4% +$24K
FPE icon
330
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$679K 0.06%
33,816
-3,186
-9% -$63.4K
FLTB icon
331
Fidelity Limited Term Bond ETF
FLTB
$416M
$678K 0.06%
13,308
-1,089
-8% -$55.5K
DOV icon
332
Dover
DOV
$26.7B
$677K 0.06%
+5,868
New +$629K
LYFT icon
333
Lyft
LYFT
$5.86B
$675K 0.06%
15,668
+3,196
+26% +$140K
XEL icon
334
Xcel Energy
XEL
$49.2B
$669K 0.06%
10,532
+3,770
+56% +$236K
NXJ
335
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$668K 0.06%
45,511
+1,341
+3% +$19.5K
MEAR icon
336
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$667K 0.06%
+13,300
New +$667K
SWK icon
337
Stanley Black & Decker
SWK
$14.5B
$667K 0.06%
4,025
+1,221
+44% +$189K
GLW icon
338
Corning
GLW
$107B
$663K 0.06%
22,758
-5,908
-21% -$171K
MBIO icon
339
Mustang Bio
MBIO
$4.39M
$661K 0.06%
216
+52
+32% +$119K
BDX icon
340
Becton Dickinson
BDX
$46.4B
$654K 0.06%
2,460
+972
+65% +$242K
GPM
341
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$653K 0.06%
80,953
-1,472
-2% -$11.7K
VPU
342
Vanguard Utilities ETF
VPU
$8.56B
$650K 0.06%
4,543
-301
-6% -$42.3K
SCHF icon
343
Schwab International Equity ETF
SCHF
$64.9B
$648K 0.06%
38,492
+1,242
+3% +$20.4K
RSG icon
344
Republic Services
RSG
$67.4B
$646K 0.06%
+7,199
New +$630K
APLE icon
345
Apple Hospitality REIT
APLE
$3.97B
$643K 0.05%
39,542
-2,041
-5% -$33K
CDE icon
346
Coeur Mining
CDE
$15.1B
$643K 0.05%
+79,500
New +$490K
EMR icon
347
Emerson Electric
EMR
$81.6B
$637K 0.05%
8,343
+568
+7% +$40.9K
AKAM icon
348
Akamai
AKAM
$15.6B
$632K 0.05%
7,305
+3,490
+91% +$305K
AXP icon
349
American Express
AXP
$224B
$632K 0.05%
5,064
+276
+6% +$33K
HDV
350
iShares Core High Dividend ETF
HDV
$14.7B
$631K 0.05%
32,150
+8,170
+34% +$156K
12 13
14
15 16

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BCIM
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B. Riley Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Advisors held 926 positions worth $1.18B, up 16% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $92.6M of net new capital in Q4 2019, opening 118 new positions and adding to 449 existing holdings. Its largest new stake was Marvell Technology: 39,411 shares worth $1.05M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.6M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2019 buy was Marvell Technology: 39,411 shares worth $1.05M.
  • B. Riley Wealth Advisors added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $5.3M increase.
  • B. Riley Wealth Advisors's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.6M.
  • B. Riley Wealth Advisors fully exited iShares S&P Small-Cap 600 Value ETF in Q4 2019, selling an estimated $1.92M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.18B portfolio in Q4 2019.
  • B. Riley Wealth Advisors opened 118 new positions and closed 89 in Q4 2019.
  • B. Riley Wealth Advisors's portfolio value rose 16% quarter-over-quarter to $1.18B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.