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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$840M
AUM Growth
+$83.3M
Cap. Flow
+$42.9M
Cap. Flow %
5.11%
Top 10 Hldgs %
18.36%
Holding
760
New
87
Increased
332
Reduced
276
Closed
44

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$3.29M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.26M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.23M
4
APTS
Preferred Apartment Communities, Inc.
APTS
+$2.21M
5
ECC
Eagle Point Credit Company
ECC
+$1.89M

Top Sells

Rank Stock Value
1
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$3.29M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.46M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$725K
4
DO
Diamond Offshore Drilling
DO
+$653K
5
ESV
Ensco Rowan plc
ESV
+$646K

Sector Composition

Rank Sector Weight
1 Technology 10.63%
2 Financials 8%
3 Communication Services 7.35%
4 Healthcare 7.3%
5 Consumer Discretionary 6.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMBS icon
326
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$549K 0.07%
10,754
+327
+3% +$16.7K
HYZD icon
327
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$258M
$545K 0.06%
22,497
+9,792
+77% +$236K
WCG
328
DELISTED
Wellcare Health Plans, Inc.
WCG
$544K 0.06%
1,695
+7
+0.4% +$1.99K
CII icon
329
BlackRock Enhanced Captial and Income Fund
CII
$964M
$542K 0.06%
31,479
+1,088
+4% +$18.4K
IQ icon
330
iQIYI
IQ
$1.19B
$542K 0.06%
20,019
+13,749
+219% +$410K
XLP icon
331
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$542K 0.06%
10,049
+1,610
+19% +$86.4K
SDY icon
332
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$541K 0.06%
5,524
-181
-3% -$17.5K
MGK icon
333
Vanguard Morningstar Mega Cap Growth ETF
MGK
$31.3B
$540K 0.06%
21,050
+3,720
+21% +$92.8K
SPIP icon
334
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$539K 0.06%
19,780
-166
-0.8% -$4.56K
FLTB icon
335
Fidelity Limited Term Bond ETF
FLTB
$416M
$536K 0.06%
10,865
-66,606
-86% -$3.29M
MMM icon
336
3M
MMM
$91.8B
$536K 0.06%
3,033
+420
+16% +$72.3K
ICVT icon
337
iShares Convertible Bond ETF
ICVT
$6.97B
$535K 0.06%
8,926
+348
+4% +$20.5K
PANW icon
338
Palo Alto Networks
PANW
$256B
$535K 0.06%
14,220
-1,854
-12% -$67.5K
EFV icon
339
iShares MSCI EAFE Value ETF
EFV
$28.3B
$530K 0.06%
10,200
+1,647
+19% +$84.9K
HACK icon
340
Amplify Cybersecurity ETF
HACK
$2.6B
$528K 0.06%
13,151
+1,475
+13% +$57.4K
IP icon
341
International Paper
IP
$22.6B
$524K 0.06%
11,231
-8,179
-42% -$406K
PEG icon
342
Public Service Enterprise Group
PEG
$38.7B
$523K 0.06%
9,894
+5,346
+118% +$279K
IWD icon
343
iShares Russell 1000 Value ETF
IWD
$81.4B
$521K 0.06%
4,107
-263
-6% -$33K
BRG
344
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$515K 0.06%
52,456
+1,952
+4% +$18.6K
FVD icon
345
First Trust Value Line Dividend Fund
FVD
$8.44B
$507K 0.06%
16,010
+764
+5% +$24K
FEZ icon
346
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.29B
$505K 0.06%
13,182
-5,149
-28% -$199K
SYY icon
347
Sysco
SYY
$40.8B
$505K 0.06%
6,861
-315
-4% -$22.7K
AFL icon
348
Aflac
AFL
$65.5B
$502K 0.06%
10,621
+717
+7% +$32.8K
VV icon
349
Vanguard Morningstar Large-Cap ETF
VV
$51.2B
$502K 0.06%
3,755
+232
+7% +$30.4K
IQV icon
350
IQVIA
IQV
$40.7B
$499K 0.06%
3,841
+578
+18% +$69.4K
12 13
14
15 16

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Wealth Advisors held 760 positions worth $840M, up 11% from $757M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $42.9M of net new capital in Q3 2018, opening 87 new positions and adding to 332 existing holdings. Its largest new stake was Plymouth Industrial REIT: 96,009 shares worth $1.49M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Fidelity Limited Term Bond ETF, an estimated $3.29M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2018 buy was Plymouth Industrial REIT: 96,009 shares worth $1.49M.
  • B. Riley Wealth Advisors added most to Alibaba in Q3 2018, an estimated $3.29M increase.
  • B. Riley Wealth Advisors's biggest Q3 2018 reduction was Fidelity Limited Term Bond ETF, cutting an estimated $3.29M.
  • B. Riley Wealth Advisors fully exited iShares Russell 2000 Value ETF in Q3 2018, selling an estimated $1.46M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $840M portfolio in Q3 2018.
  • B. Riley Wealth Advisors opened 87 new positions and closed 44 in Q3 2018.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $840M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.