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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC.PRL icon
326
Bank of America Series L
BAC.PRL
$3.95B
$328K 0.07%
281
-9
-3% -$10.7K
DFS
327
DELISTED
Discover Financial Services
DFS
$326K 0.07%
4,506
-2,146
-32% -$136K
REGN icon
328
Regeneron Pharmaceuticals
REGN
$72.8B
$326K 0.07%
886
-223
-20% -$84.8K
CS
329
DELISTED
Credit Suisse Group
CS
$324K 0.07%
22,586
-1,114
-5% -$15.6K
SES
330
DELISTED
Synthesis Energy Systems Inc.
SES
$321K 0.07%
5,010
-360
-7% -$22.4K
WOOF
331
DELISTED
VCA Inc.
WOOF
$319K 0.06%
4,614
-749
-14% -$48.9K
VCSH icon
332
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$315K 0.06%
3,957
+247
+7% +$19.7K
APA icon
333
APA Corp
APA
$12.9B
$314K 0.06%
4,912
+1,370
+39% +$86.3K
LMOS
334
DELISTED
Lumos Networks Corp
LMOS
$313K 0.06%
20,000
-5,000
-20% -$72.8K
UPS icon
335
United Parcel Service
UPS
$89.3B
$312K 0.06%
2,717
+257
+10% +$29K
ALGN icon
336
Align Technology
ALGN
$13.2B
$310K 0.06%
3,218
+600
+23% +$55.7K
WOR icon
337
Worthington Enterprises
WOR
$2.77B
$308K 0.06%
10,525
-7
-0.1% -$225
HAIN icon
338
Hain Celestial
HAIN
$45.4M
$306K 0.06%
7,783
+8
+0.1% +$300
WDC icon
339
Western Digital
WDC
$172B
$306K 0.06%
5,943
-2,556
-30% -$118K
TCPC icon
340
BlackRock TCP Capital
TCPC
$279M
$305K 0.06%
18,000
-500
-3% -$8.26K
NCZ
341
Virtus Convertible & Income Fund II
NCZ
$286M
$303K 0.06%
13,263
-3,121
-19% -$70.7K
MDY icon
342
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.8B
$302K 0.06%
1,000
-930
-48% -$269K
UL icon
343
Unilever
UL
$142B
$302K 0.06%
6,589
+29
+0.4% +$1.35K
PE
344
DELISTED
PARSLEY ENERGY INC
PE
$302K 0.06%
8,544
-9
-0.1% -$319
TWX
345
DELISTED
Time Warner Inc
TWX
$302K 0.06%
3,114
-380
-11% -$33.8K
EIX icon
346
Edison International
EIX
$30.4B
$301K 0.06%
4,158
-4,958
-54% -$350K
MNST icon
347
Monster Beverage
MNST
$95.2B
$301K 0.06%
13,550
+2,450
+22% +$56.1K
IQV icon
348
IQVIA
IQV
$40.7B
$300K 0.06%
3,938
-65
-2% -$4.98K
NSL
349
DELISTED
NUVEEN SENIOR INCM FD
NSL
$300K 0.06%
44,061
+13,768
+45% +$90K
AZPN
350
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$299K 0.06%
+5,463
New +$299K
12 13
14
15 16

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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.