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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTS
326
DELISTED
Preferred Apartment Communities, Inc.
APTS
$328K 0.08%
29,997
+10,966
+58% +$117K
EMC
327
DELISTED
EMC CORPORATION
EMC
$328K 0.08%
13,513
+2,093
+18% +$52.9K
ECL icon
328
Ecolab
ECL
$79.8B
$326K 0.08%
2,957
+815
+38% +$91.2K
FXU icon
329
First Trust Utilities AlphaDEX Fund
FXU
$826M
$326K 0.08%
14,386
-700
-5% -$15.8K
AA icon
330
Alcoa
AA
$11.3B
$325K 0.08%
13,940
-627
-4% -$14.7K
ELV icon
331
Elevance Health
ELV
$81.5B
$325K 0.08%
2,319
+43
+2% +$6.46K
GT icon
332
Goodyear
GT
$2.09B
$325K 0.08%
11,077
+1,592
+17% +$47.8K
HSBC icon
333
HSBC
HSBC
$352B
$324K 0.08%
9,588
+95
+1% +$3.55K
VGT icon
334
Vanguard Information Technology ETF
VGT
$133B
$321K 0.08%
25,648
-1,952
-7% -$25.6K
RTN
335
DELISTED
Raytheon Company
RTN
$320K 0.08%
2,929
+64
+2% +$6.69K
IQV icon
336
IQVIA
IQV
$40.7B
$319K 0.08%
+4,565
New +$342K
UPS icon
337
United Parcel Service
UPS
$88.9B
$318K 0.08%
3,211
+720
+29% +$71.1K
VHT icon
338
Vanguard Health Care ETF
VHT
$18.5B
$316K 0.08%
2,575
+160
+7% +$21.9K
NLY icon
339
Annaly Capital Management
NLY
$17.3B
$315K 0.08%
+7,966
New +$318K
REK icon
340
ProShares Short Real Estate
REK
$11.5M
$315K 0.08%
7,500
– –
SEIC icon
341
SEI Investments
SEIC
$12.3B
$315K 0.08%
6,505
+1,757
+37% +$89.4K
DINO icon
342
HF Sinclair
DINO
$16.2B
$313K 0.08%
+6,405
New +$305K
IWD icon
343
iShares Russell 1000 Value ETF
IWD
$81.4B
$313K 0.08%
3,351
-51
-1% -$5.06K
FIBK icon
344
First Interstate BancSystem
FIBK
$3.67B
$311K 0.07%
11,150
– –
REM icon
345
iShares Mortgage Real Estate ETF
REM
$549M
$310K 0.07%
7,796
+195
+3% +$8.3K
FISV
346
Fiserv Inc
FISV
$29.7B
$309K 0.07%
7,114
+368
+5% +$15.9K
UL icon
347
Unilever
UL
$142B
$307K 0.07%
6,665
+438
+7% +$20.9K
MDYV icon
348
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$305K 0.07%
7,940
+800
+11% +$32.7K
KMB icon
349
Kimberly-Clark
KMB
$37.6B
$302K 0.07%
2,762
+231
+9% +$25.5K
KRE icon
350
State Street SPDR S&P Regional Banking ETF
KRE
$4.51B
$302K 0.07%
+7,323
New +$311K
12 13
14
15 16

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.