We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REZ icon
326
iShares Residential and Multisector Real Estate ETF
REZ
$909M
$1.81K 0.04%
30,791
+426
+1% +$24.2K
USMV icon
327
iShares MSCI USA Min Vol Factor ETF
USMV
$23.8B
$1.81K 0.04%
44,780
-7,898
-15% -$311K
PBCT
328
DELISTED
People's United Financial Inc
PBCT
$1.78K 0.04%
22,367
+10,519
+89% +$154K
CFP
329
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$1.76K 0.04%
21,000
+10,750
+105% +$165K
DGRO icon
330
iShares Core Dividend Growth ETF
DGRO
$43.3B
$1.58K 0.03%
+59,640
New +$1.53M
GNT
331
GAMCO Natural Resources, Gold & Income Trust
GNT
$138M
$1.57K 0.03%
34,332
+17,541
+104% +$151K
BGC icon
332
BGC Group
BGC
$5.7B
$1.57K 0.03%
+48,727
New +$261K
RAD
333
DELISTED
Rite Aid Corporation
RAD
$1.56K 0.03%
1,973
+998
+102% +$111K
VOX icon
334
Vanguard Communication Services ETF
VOX
$5.67B
$1.55K 0.03%
18,292
-274
-1% -$23.8K
IVV icon
335
iShares Core S&P 500 ETF
IVV
$867B
$1.55K 0.03%
7,480
-871
-10% -$176K
VIAV icon
336
Viavi Solutions
VIAV
$8.34B
$1.52K 0.03%
+36,391
New +$271K
SES
337
DELISTED
Synthesis Energy Systems Inc.
SES
$1.48K 0.03%
5,179
+3,318
+178% +$210K
SLYV icon
338
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.93B
$1.47K 0.03%
27,842
+1,580
+6% +$84.5K
DHF
339
BNY Mellon High Yield Strategies Fund
DHF
$170M
$1.45K 0.03%
73,114
+36,567
+100% +$141K
FTR
340
DELISTED
Frontier Communications Corp.
FTR
$1.44K 0.03%
2,511
+459
+22% +$45K
IEF icon
341
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$1.42K 0.03%
+13,422
New +$1.42M
EXG icon
342
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$1.39K 0.03%
25,159
-16,161
-39% -$158K
HTY
343
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$1.38K 0.03%
+15,264
New +$187K
RSPM icon
344
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$190M
$1.32K 0.03%
78,400
+11,725
+18% +$194K
POWA icon
345
Invesco Bloomberg Pricing Power ETF
POWA
$179M
$1.27K 0.03%
33,770
+3,780
+13% +$144K
PED icon
346
PEDEVCO
PED
$155M
$1.27K 0.03%
2,599
+2,051
+374% +$325K
BDJ icon
347
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$1.25K 0.03%
28,091
+14,161
+102% +$116K
FIG
348
DELISTED
Fortress Investment Group Llc
FIG
$1.24K 0.03%
28,200
+14,100
+100% +$104K
SBS icon
349
Sabesp
SBS
$19.1B
$1.24K 0.03%
+189,317
New +$270K
CIM
350
Chimera Investment
CIM
$1.07B
$1.24K 0.03%
4,906
+2,148
+78% +$104K
12 13
14
15 16

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.