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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLB icon
301
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$2.48M 0.07%
57,876
+8,860
+18% +$354K
SMH icon
302
VanEck Semiconductor ETF
SMH
$65.2B
$2.47M 0.07%
14,121
-834
-6% -$131K
FDL icon
303
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
$2.46M 0.07%
68,578
-6,459
-9% -$219K
SCHI icon
304
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$2.45M 0.07%
109,052
+6,742
+7% +$144K
APIE icon
305
ActivePassive International Equity ETF
APIE
$1.14B
$2.44M 0.07%
91,555
+71,276
+351% +$1.79M
ANET icon
306
Arista Networks
ANET
$227B
$2.42M 0.07%
41,080
+2,984
+8% +$157K
VOE icon
307
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$2.42M 0.07%
16,679
-264
-2% -$35.5K
URI icon
308
United Rentals
URI
$67.2B
$2.41M 0.06%
4,202
-73
-2% -$34.4K
TTD icon
309
Trade Desk
TTD
$8.48B
$2.41M 0.06%
33,475
+5,742
+21% +$422K
AX icon
310
Axos Financial
AX
$5.77B
$2.41M 0.06%
44,112
-684
-2% -$28.5K
VXF icon
311
Vanguard Extended Market ETF
VXF
$30.3B
$2.41M 0.06%
14,629
-1,407
-9% -$207K
SPLV icon
312
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$2.4M 0.06%
38,317
-3,100
-7% -$187K
CB icon
313
Chubb
CB
$135B
$2.4M 0.06%
10,576
-297
-3% -$65K
VTWO icon
314
Vanguard Russell 2000 ETF
VTWO
$17.3B
$2.4M 0.06%
29,570
+9,028
+44% +$654K
AJG icon
315
Arthur J. Gallagher & Co
AJG
$64.1B
$2.4M 0.06%
10,664
-1,773
-14% -$420K
NXPI icon
316
NXP Semiconductors
NXPI
$57.8B
$2.4M 0.06%
10,395
-87
-0.8% -$17.5K
AEP icon
317
American Electric Power
AEP
$69.6B
$2.38M 0.06%
29,307
+3,371
+13% +$262K
TSM icon
318
TSMC
TSM
$2.1T
$2.38M 0.06%
22,774
-869
-4% -$82.9K
AMAT icon
319
Applied Materials
AMAT
$403B
$2.35M 0.06%
14,485
-1,218
-8% -$179K
FTSL icon
320
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$2.34M 0.06%
50,833
-2,140
-4% -$98K
RDVY icon
321
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$2.34M 0.06%
45,248
+1,726
+4% +$81.6K
VPU
322
Vanguard Utilities ETF
VPU
$8.46B
$2.33M 0.06%
17,004
+1,542
+10% +$204K
BG icon
323
Bunge Global
BG
$20.4B
$2.33M 0.06%
23,064
-2,777
-11% -$291K
RIV
324
RiverNorth Opportunities Fund
RIV
$311M
$2.33M 0.06%
211,669
+18,219
+9% +$191K
PDI icon
325
PIMCO Dynamic Income Fund
PDI
$7.39B
$2.32M 0.06%
127,834
-4,649
-4% -$80K
11 12
13
14 15

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.