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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
301
DELISTED
Magellan Midstream Partners, L.P.
MMP
$497K 0.07%
8,702
-2,128
-20% -$131K
AFL icon
302
Aflac
AFL
$65.5B
$493K 0.07%
10,792
+171
+2% +$7.6K
CII icon
303
BlackRock Enhanced Captial and Income Fund
CII
$964M
$490K 0.07%
34,733
+3,254
+10% +$50.3K
CL icon
304
Colgate-Palmolive
CL
$74.8B
$488K 0.07%
8,196
-53
-0.6% -$3.32K
BMS
305
DELISTED
Bemis
BMS
$488K 0.07%
10,619
-22,530
-68% -$1.05M
PNQI icon
306
Invesco NASDAQ Internet ETF
PNQI
$527M
$487K 0.07%
22,140
+1,145
+5% +$27K
NOBL icon
307
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$485K 0.07%
15,996
-4,422
-22% -$141K
MMM icon
308
3M
MMM
$91.8B
$482K 0.07%
3,020
-13
-0.4% -$2.16K
KRE icon
309
State Street SPDR S&P Regional Banking ETF
KRE
$4.51B
$480K 0.07%
10,237
-3,387
-25% -$181K
SCHM icon
310
Schwab US Mid-Cap ETF
SCHM
$14.2B
$477K 0.07%
29,847
-1,758
-6% -$30.7K
SDY icon
311
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$474K 0.07%
5,285
-239
-4% -$22.5K
KNCT icon
312
Invesco Next Gen Connectivity ETF
KNCT
$146M
$473K 0.07%
9,763
-258
-3% -$13.3K
IWO icon
313
iShares Russell 2000 Growth ETF
IWO
$14.1B
$472K 0.07%
2,806
-6,540
-70% -$1.22M
TTE icon
314
TotalEnergies
TTE
$193B
$472K 0.07%
9,020
-129
-1% -$7.39K
KKR icon
315
KKR & Co
KKR
$89.1B
$471K 0.07%
23,954
-1,082
-4% -$24.7K
PUI icon
316
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.3M
$469K 0.07%
+16,175
New +$477K
DBO icon
317
Invesco DB Oil Fund
DBO
$401M
$467K 0.07%
55,099
-1,659
-3% -$18.4K
FTSD icon
318
Franklin Short Duration US Government ETF
FTSD
$300M
$467K 0.07%
4,918
+63
+1% +$5.95K
GD icon
319
General Dynamics
GD
$103B
$467K 0.07%
2,966
-292
-9% -$52.3K
FLRN icon
320
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$466K 0.07%
+15,316
New +$469K
IP icon
321
International Paper
IP
$22.6B
$466K 0.07%
12,146
+915
+8% +$38.4K
NIHD
322
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$465K 0.07%
105,250
+24,250
+30% +$134K
JKHY icon
323
Jack Henry & Associates
JKHY
$11.4B
$461K 0.07%
3,630
-92
-2% -$13.1K
FSD
324
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$461K 0.07%
34,683
+5,106
+17% +$71.1K
ICVT icon
325
iShares Convertible Bond ETF
ICVT
$6.97B
$460K 0.07%
8,748
-178
-2% -$9.88K
11 12
13
14 15

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P3I
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EPW
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BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.