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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWN
301
DELISTED
Southwestern Energy Company
SWN
$372K 0.08%
+34,328
New +$393K
ECC
302
Eagle Point Credit Company
ECC
$496M
$371K 0.08%
22,147
+2,383
+12% +$40.8K
DVCR
303
DELISTED
Diversicare Healthcare Services Inc
DVCR
$366K 0.07%
+35,186
New +$405K
BR icon
304
Broadridge
BR
$18.7B
$362K 0.07%
5,426
+358
+7% +$23.3K
EMLP icon
305
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$362K 0.07%
+14,315
New +$353K
WP
306
DELISTED
Worldpay, Inc.
WP
$362K 0.07%
6,064
-155
-2% -$8.96K
GG
307
DELISTED
Goldcorp Inc
GG
$362K 0.07%
26,569
-9,848
-27% -$137K
VLO icon
308
Valero Energy
VLO
$89.7B
$361K 0.07%
5,277
+623
+13% +$38.3K
COHR
309
DELISTED
Coherent Inc
COHR
$358K 0.07%
2,601
-15
-0.6% -$1.82K
MAIN icon
310
Main Street Capital
MAIN
$5.1B
$357K 0.07%
9,708
+2,063
+27% +$72.9K
RDS.A
311
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$357K 0.07%
6,548
+1,390
+27% +$71.6K
KRE icon
312
State Street SPDR S&P Regional Banking ETF
KRE
$4.53B
$355K 0.07%
+6,376
New +$312K
AET
313
DELISTED
Aetna Inc
AET
$352K 0.07%
2,827
+277
+11% +$33.2K
AMP icon
314
Ameriprise Financial
AMP
$48.2B
$345K 0.07%
3,087
-1,091
-26% -$115K
EXPE icon
315
Expedia Group
EXPE
$36.7B
$345K 0.07%
3,041
-597
-16% -$72.8K
CII icon
316
BlackRock Enhanced Captial and Income Fund
CII
$966M
$344K 0.07%
25,037
-14,517
-37% -$194K
VER
317
DELISTED
VEREIT, Inc.
VER
$342K 0.07%
8,071
-1,166
-13% -$51.6K
MDLZ icon
318
Mondelez International
MDLZ
$83.7B
$337K 0.07%
7,573
-2,498
-25% -$108K
EEMV icon
319
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.35B
$336K 0.07%
6,857
-3,128
-31% -$160K
EFA icon
320
iShares MSCI EAFE ETF
EFA
$76.3B
$336K 0.07%
5,800
+341
+6% +$19.7K
IP icon
321
International Paper
IP
$22.7B
$336K 0.07%
6,656
-1,032
-13% -$47.7K
MKTX icon
322
MarketAxess Holdings
MKTX
$4.43B
$335K 0.07%
2,279
-89
-4% -$14.1K
VBR icon
323
Vanguard Small-Cap Value ETF
VBR
$37.3B
$335K 0.07%
2,763
-1,568
-36% -$180K
WMB icon
324
Williams Companies
WMB
$85.5B
$333K 0.07%
10,684
-6,001
-36% -$181K
TTE icon
325
TotalEnergies
TTE
$192B
$329K 0.07%
6,439
+189
+3% +$9.1K
11 12
13
14 15

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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.