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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWM icon
276
WisdomTree International Equity Fund
DWM
$679M
$2.7M 0.07%
51,483
-15,204
-23% -$751K
PHYS icon
277
Sprott Physical Gold
PHYS
$14.6B
$2.7M 0.07%
169,662
+2,874
+2% +$44.2K
WFC icon
278
Wells Fargo
WFC
$261B
$2.7M 0.07%
54,873
-12,473
-19% -$538K
ZTS icon
279
Zoetis
ZTS
$32.4B
$2.69M 0.07%
13,646
-2,370
-15% -$420K
SMCI icon
280
Super Micro Computer
SMCI
$18.4B
$2.68M 0.07%
94,230
+18,800
+25% +$521K
MLM icon
281
Martin Marietta Materials
MLM
$31.5B
$2.67M 0.07%
5,345
-952
-15% -$429K
PBF icon
282
PBF Energy
PBF
$8.57B
$2.66M 0.07%
60,545
-2,687
-4% -$122K
DHR icon
283
Danaher
DHR
$137B
$2.65M 0.07%
11,434
-419
-4% -$89.2K
MDT icon
284
Medtronic
MDT
$109B
$2.63M 0.07%
31,676
-8,792
-22% -$670K
VONG icon
285
Vanguard Russell 1000 Growth ETF
VONG
$42.8B
$2.63M 0.07%
33,674
+2,477
+8% +$180K
SCHW
286
Charles Schwab
SCHW
$183B
$2.62M 0.07%
38,106
-1,850
-5% -$107K
ITW icon
287
Illinois Tool Works
ITW
$82.6B
$2.61M 0.07%
9,913
-1,017
-9% -$244K
C icon
288
Citigroup
C
$222B
$2.6M 0.07%
50,627
-9,884
-16% -$438K
MDLZ icon
289
Mondelez International
MDLZ
$79.5B
$2.6M 0.07%
35,730
-8,930
-20% -$612K
PYPL icon
290
PayPal
PYPL
$48.9B
$2.59M 0.07%
42,212
-4,169
-9% -$239K
EMB icon
291
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.55M 0.07%
28,681
-13,597
-32% -$1.15M
MAIN icon
292
Main Street Capital
MAIN
$5.06B
$2.54M 0.07%
58,672
+5,733
+11% +$234K
SPYD icon
293
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$2.52M 0.07%
64,324
+7,191
+13% +$258K
ITOT icon
294
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
$2.52M 0.07%
23,920
+133
+0.6% +$13K
PDP icon
295
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
$2.52M 0.07%
29,419
-1,199
-4% -$95.2K
IWD icon
296
iShares Russell 1000 Value ETF
IWD
$82.2B
$2.51M 0.07%
15,194
-2,461
-14% -$380K
PRU icon
297
Prudential Financial
PRU
$42.4B
$2.51M 0.07%
24,189
-932
-4% -$89.4K
CNQ icon
298
Canadian Natural Resources
CNQ
$99.4B
$2.51M 0.07%
75,708
-5,446
-7% -$176K
MDY icon
299
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$2.5M 0.07%
4,909
-115
-2% -$53.4K
FIXD icon
300
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$2.5M 0.07%
55,938
-35,215
-39% -$1.5M
10 11
12
13 14

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.