We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLB icon
276
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
$766K 0.08%
19,096
+11,490
+151% +$459K
FTSL icon
277
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$765K 0.08%
16,127
+519
+3% +$24.6K
XFLT
278
XAI Floating Rate & Alternative Income Trust
XFLT
$282M
$759K 0.07%
16,953
+1,358
+9% +$62.2K
GPN icon
279
Global Payments
GPN
$24.1B
$754K 0.07%
4,735
+2,646
+127% +$432K
FXH icon
280
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$749K 0.07%
10,110
-401
-4% -$30.6K
ISRG icon
281
Intuitive Surgical
ISRG
$127B
$748K 0.07%
4,155
-273
-6% -$47.2K
NOK icon
282
Nokia
NOK
$46.9B
$748K 0.07%
147,643
+54,660
+59% +$282K
KKR icon
283
KKR & Co
KKR
$89.1B
$744K 0.07%
27,706
+3,990
+17% +$105K
WM icon
284
Waste Management
WM
$95B
$742K 0.07%
6,451
+749
+13% +$87.5K
FLTB icon
285
Fidelity Limited Term Bond ETF
FLTB
$416M
$734K 0.07%
14,397
-372
-3% -$18.9K
FPE icon
286
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$731K 0.07%
37,002
+7,921
+27% +$155K
MGK icon
287
Vanguard Morningstar Mega Cap Growth ETF
MGK
$31.3B
$730K 0.07%
27,490
+435
+2% +$11.5K
PPA icon
288
Invesco Aerospace & Defense ETF
PPA
$8.07B
$728K 0.07%
10,739
-1,752
-14% -$117K
SYY icon
289
Sysco
SYY
$40.8B
$726K 0.07%
9,133
-10
-0.1% -$734
USB icon
290
US Bancorp
USB
$97.9B
$726K 0.07%
13,102
+4,924
+60% +$266K
MNST icon
291
Monster Beverage
MNST
$95.1B
$720K 0.07%
24,772
+12,924
+109% +$392K
VONG icon
292
Vanguard Russell 1000 Growth ETF
VONG
$41.2B
$714K 0.07%
17,396
-2,676
-13% -$110K
CL icon
293
Colgate-Palmolive
CL
$74.8B
$713K 0.07%
9,687
+1,248
+15% +$90.5K
SRLN icon
294
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$712K 0.07%
15,363
-209
-1% -$9.64K
CPRT icon
295
Copart
CPRT
$28.5B
$709K 0.07%
35,264
+17,756
+101% +$345K
TFC icon
296
Truist Financial
TFC
$63.9B
$706K 0.07%
13,215
+1,060
+9% +$52.5K
APO icon
297
Apollo Global Management
APO
$69B
$700K 0.07%
18,485
+1,802
+11% +$65.6K
LHX icon
298
L3Harris
LHX
$55.4B
$699K 0.07%
+3,349
New +$686K
RDS.B
299
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$699K 0.07%
11,654
+1,132
+11% +$67.6K
VPU
300
Vanguard Utilities ETF
VPU
$8.56B
$696K 0.07%
4,844
+130
+3% +$17.8K
10 11
12
13 14

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.