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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
276
iShares Russell 2000 Value ETF
IWN
$14.3B
$398K 0.08%
3,335
+1,248
+60% +$138K
VIV icon
277
Telefônica Brasil
VIV
$20.4B
$398K 0.08%
29,737
-2,810
-9% -$37.7K
EMBJ
278
Embraer S.A. ADS
EMBJ
$12B
$396K 0.08%
20,545
-25
-0.1% -$488
TSM icon
279
TSMC
TSM
$1.94T
$394K 0.08%
13,665
+3,905
+40% +$118K
VGK icon
280
Vanguard FTSE Europe ETF
VGK
$30.1B
$394K 0.08%
8,202
-2
-0% -$94
SDY icon
281
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$391K 0.08%
4,562
-9,638
-68% -$810K
KHC icon
282
Kraft Heinz
KHC
$32.8B
$390K 0.08%
4,456
-4,309
-49% -$369K
MS icon
283
Morgan Stanley
MS
$319B
$390K 0.08%
+9,220
New +$349K
FTRPR
284
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$390K 0.08%
5,475
+250
+5% +$19.1K
ADBE icon
285
Adobe
ADBE
$105B
$388K 0.08%
3,760
+849
+29% +$89.9K
ET icon
286
Energy Transfer Partners
ET
$69.5B
$386K 0.08%
19,937
+457
+2% +$7.63K
TMO icon
287
Thermo Fisher Scientific
TMO
$214B
$386K 0.08%
2,733
-210
-7% -$31K
FSTA icon
288
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.45B
$385K 0.08%
+12,323
New +$384K
APD icon
289
Air Products & Chemicals
APD
$65.5B
$384K 0.08%
2,666
+393
+17% +$55K
JKHY icon
290
Jack Henry & Associates
JKHY
$11.4B
$384K 0.08%
4,301
+72
+2% +$6.14K
GGN
291
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$382K 0.08%
71,924
-23,850
-25% -$138K
GIS icon
292
General Mills
GIS
$20.2B
$381K 0.08%
6,162
+115
+2% +$7.12K
MHN
293
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$379K 0.08%
28,239
-6,245
-18% -$86.1K
STZ icon
294
Constellation Brands
STZ
$22.5B
$379K 0.08%
2,472
-847
-26% -$135K
AEIS icon
295
Advanced Energy
AEIS
$10.1B
$376K 0.08%
+6,852
New +$351K
TJX icon
296
TJX Companies
TJX
$179B
$376K 0.08%
9,964
-2,588
-21% -$97.8K
SHYD icon
297
VanEck Short High Yield Muni ETF
SHYD
$452M
$375K 0.08%
15,725
-606
-4% -$14.7K
NTES icon
298
NetEase
NTES
$83B
$374K 0.08%
8,680
+805
+10% +$38.4K
PSEC icon
299
Prospect Capital
PSEC
$1.08B
$374K 0.08%
44,766
-18,157
-29% -$146K
QLD icon
300
ProShares Ultra QQQ
QLD
$11.7B
$373K 0.08%
69,296
-3,968
-5% -$21.2K
10 11
12
13 14

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.