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BRWA
B. Riley Wealth Advisors Portfolio holdings
AUM
$1.87B
1-Year Est. Return
37.01%
This Fund
S&P 500
This Quarter
Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
(+7.1%)
Cap. Flow
+$3.81M
Cap. Flow
% of AUM
1.22%
Top 10 Holdings %
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$5.48M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.36M |
| 3 |
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
|
+$3.18M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$3.06M |
| 5 |
ProShares Ultra S&P500
SSO
|
+$2.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$6.08M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.13M |
| 3 |
ProShares Ultra Russell2000
UWM
|
+$3.49M |
| 4 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$2.09M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.51M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.35% |
| 2 | Energy | 8.45% |
| 3 | Financials | 7.74% |
| 4 | Healthcare | 5.09% |
| 5 | Communication Services | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
iShares MSCI EAFE ETF
EFA
$76.4B
| $259K | 0.08% |
3,865
-734
| -16% | -$48K |
|
277
iShares Russell 1000 Value ETF
IWD
$81.9B
| $259K | 0.08% |
2,753
+411
| +18% | +$37.3K |
|
278
UnitedHealth
UNH
$387B
| $255K | 0.08% |
3,386
+988
| +41% | +$71K |
|
279
Vanguard Small-Cap Growth ETF
VBK
$22.7B
| $254K | 0.08% |
2,074
| – | – |
|
280
Williams Companies
WMB
$86.2B
| $254K | 0.08% |
6,587
+256
| +4% | +$9.21K |
|
|
FTR
281
DELISTED
Frontier Communications Corp.
FTR
| $253K | 0.08% |
3,625
+167
| +5% | +$11.4K |
|
|
BPL
282
DELISTED
Buckeye Partners, L.P.
BPL
| $252K | 0.08% |
3,550
+999
| +39% | +$67.2K |
|
|
ALU
283
DELISTED
Alcatel-Lucent
ALU
| $252K | 0.08% |
57,194
-51,168
| -47% | -$201K |
|
284
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| $251K | 0.08% |
2,526
-110
| -4% | -$11.2K |
|
285
iShares Dow Jones US ETF
IYY
$2.91B
| $251K | 0.08% |
5,372
| – | – |
|
286
VanEck Intermediate Muni ETF
ITM
$2.15B
| $249K | 0.08% |
5,650
| – | – |
|
287
Ventas
VTR
$47.5B
| $249K | 0.08% |
3,814
-353
| -8% | -$24.5K |
|
288
DuPont de Nemours
DD
$18.5B
| $246K | 0.08% |
2,189
-105
| -5% | -$10.8K |
|
|
ERF
289
DELISTED
Enerplus Corporation
ERF
| $245K | 0.08% |
13,562
+1,651
| +14% | +$28.8K |
|
|
PPL
290
PPL Corp
PPL
$27.3B
| $243K | 0.08% |
8,664
-4,318
| -33% | -$122K |
|
291
Unilever
UL
$143B
| $242K | 0.08% |
5,212
+160
| +3% | +$7.16K |
|
|
WFM
292
DELISTED
Whole Foods Market Inc
WFM
| $242K | 0.08% |
4,186
+273
| +7% | +$16.2K |
|
293
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
| $241K | 0.08% |
5,240
+69
| +1% | +$3.26K |
|
294
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$71.5M
| $241K | 0.08% |
4,730
+430
| +10% | +$20.8K |
|
295
Vanguard Health Care ETF
VHT
$18.7B
| $239K | 0.08% |
2,360
+460
| +24% | +$45.1K |
|
296
3M
MMM
$93B
| $238K | 0.08% |
2,030
-239
| -11% | -$25.5K |
|
|
KFN
297
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
| $236K | 0.08% |
19,373
-677
| -3% | -$6.94K |
|
298
American Express
AXP
$226B
| $234K | 0.07% |
2,582
-218
| -8% | -$17.9K |
|
299
Waste Management
WM
$96.8B
| $234K | 0.07% |
5,208
+335
| +7% | +$14.6K |
|
300
Dollar Tree
DLTR
$24.6B
| $232K | 0.07% |
+4,108
| New | +$237K |
|
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review
As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.
By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.
- B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
- B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
- B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
- B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
- B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
- B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
- B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.
Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.