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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTN icon
251
Vail Resorts
MTN
$5.7B
$604K 0.09%
2,861
+44
+2% +$10.9K
MTCH icon
252
Match Group
MTCH
$9.19B
$601K 0.09%
14,050
+6,113
+77% +$281K
AMT icon
253
American Tower
AMT
$83.5B
$600K 0.09%
3,791
+382
+11% +$59.7K
VLO icon
254
Valero Energy
VLO
$89.5B
$599K 0.09%
7,958
-770
-9% -$67.6K
SCHF icon
255
Schwab International Equity ETF
SCHF
$64.9B
$598K 0.09%
42,154
-9,522
-18% -$146K
NGL icon
256
NGL Energy Partners
NGL
$1.94B
$593K 0.08%
61,786
+6,646
+12% +$68.1K
SHW icon
257
Sherwin-Williams
SHW
$83.5B
$593K 0.08%
4,515
-729
-14% -$98.3K
DOCU
258
DocuSign
DOCU
$11.1B
$592K 0.08%
14,750
-1,700
-10% -$71.4K
FTSM icon
259
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$592K 0.08%
9,883
-3,162
-24% -$190K
HYT icon
260
BlackRock Corporate High Yield Fund
HYT
$1.36B
$590K 0.08%
63,515
+9,316
+17% +$91.6K
DHS icon
261
WisdomTree US High Dividend Fund
DHS
$1.58B
$589K 0.08%
9,044
-132
-1% -$9.19K
RA
262
Brookfield Real Assets Income Fund
RA
$704M
$581K 0.08%
30,415
+3,244
+12% +$67.4K
XFLT
263
XAI Floating Rate & Alternative Income Trust
XFLT
$282M
$580K 0.08%
15,846
-627
-4% -$27.9K
MFIC icon
264
MidCap Financial Investment
MFIC
$801M
$569K 0.08%
45,856
-105,704
-70% -$1.61M
BNY
265
Bank of New York Mellon
BNY
$103B
$566K 0.08%
12,003
-33
-0.3% -$1.6K
NMZ icon
266
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$566K 0.08%
48,599
+29,724
+157% +$351K
BLK icon
267
Blackrock
BLK
$167B
$565K 0.08%
1,434
-32
-2% -$13.1K
TSLA icon
268
Tesla
TSLA
$1.18T
$563K 0.08%
25,320
-67,575
-73% -$1.45M
FISV
269
Fiserv Inc
FISV
$29.7B
$562K 0.08%
7,644
-79
-1% -$6.11K
WBA
270
DELISTED
Walgreens Boots Alliance
WBA
$559K 0.08%
8,167
+8
+0.1% +$620
MHD icon
271
BlackRock MuniHoldings Fund
MHD
$602M
$552K 0.08%
37,440
+24,639
+192% +$361K
ZTS icon
272
Zoetis
ZTS
$32.7B
$551K 0.08%
6,439
+2,973
+86% +$268K
VRTX icon
273
Vertex Pharmaceuticals
VRTX
$123B
$549K 0.08%
3,309
+130
+4% +$22.5K
FLTB icon
274
Fidelity Limited Term Bond ETF
FLTB
$416M
$548K 0.08%
11,089
+224
+2% +$11K
CGC
275
Canopy Growth
CGC
$376M
$546K 0.08%
2,029
+847
+72% +$318K
9 10
11
12 13

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B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.