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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
251
Biogen
BIIB
$31B
$444K 0.09%
1,563
-934
-37% -$277K
DIA icon
252
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$443K 0.09%
2,242
-372
-14% -$70.1K
ECL icon
253
Ecolab
ECL
$79.2B
$441K 0.09%
3,744
-311
-8% -$36.4K
EMR icon
254
Emerson Electric
EMR
$83.1B
$441K 0.09%
7,861
-1,075
-12% -$57.8K
ORA icon
255
Ormat Technologies
ORA
$5.87B
$440K 0.09%
8,181
-251
-3% -$12.2K
ULTA icon
256
Ulta Beauty
ULTA
$22.1B
$437K 0.09%
1,712
+167
+11% +$41.7K
APO icon
257
Apollo Global Management
APO
$70.2B
$435K 0.09%
22,418
-20
-0.1% -$378
HMC icon
258
Honda
HMC
$40.2B
$433K 0.09%
14,824
-290
-2% -$8.52K
XYL icon
259
Xylem
XYL
$28.5B
$433K 0.09%
8,730
+1,728
+25% +$87.6K
DSL
260
DoubleLine Income Solutions Fund
DSL
$1.22B
$432K 0.09%
+22,715
New +$422K
PBCT
261
DELISTED
People's United Financial Inc
PBCT
$432K 0.09%
22,292
-902
-4% -$15.9K
DAL icon
262
Delta Air Lines
DAL
$58B
$430K 0.09%
8,722
-1,275
-13% -$58.1K
STI
263
DELISTED
SunTrust Banks, Inc.
STI
$425K 0.09%
+7,733
New +$386K
FISV
264
Fiserv Inc
FISV
$29.6B
$424K 0.09%
7,978
+180
+2% +$9.25K
JRO
265
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$424K 0.09%
34,707
+4,472
+15% +$51.5K
ITW icon
266
Illinois Tool Works
ITW
$83.9B
$421K 0.09%
3,437
+327
+11% +$39.5K
XLB icon
267
State Street Materials Select Sector SPDR ETF
XLB
$8.78B
$416K 0.08%
16,674
+4,280
+35% +$104K
CHW
268
Calamos Global Dynamic Income Fund
CHW
$525M
$414K 0.08%
59,391
+27,690
+87% +$198K
IXN icon
269
iShares Global Tech ETF
IXN
$8.14B
$408K 0.08%
22,278
-2,988
-12% -$54.7K
AXP icon
270
American Express
AXP
$227B
$406K 0.08%
5,464
-2,251
-29% -$156K
MCHP icon
271
Microchip Technology
MCHP
$40.9B
$406K 0.08%
12,610
+636
+5% +$20K
TDG icon
272
TransDigm Group
TDG
$71.8B
$405K 0.08%
1,627
+5
+0.3% +$1.31K
SHW icon
273
Sherwin-Williams
SHW
$84.8B
$403K 0.08%
4,473
+384
+9% +$33.9K
SPG icon
274
Simon Property Group
SPG
$77B
$403K 0.08%
2,255
+197
+10% +$36.6K
GSBD icon
275
Goldman Sachs BDC
GSBD
$1.01B
$398K 0.08%
16,904
-17
-0.1% -$381
9 10
11
12 13

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.