We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
226
Vanguard Mid-Cap ETF
VO
$106B
$516K 0.12%
17,688
+1,372
+8% +$42.8K
DIA icon
227
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$512K 0.12%
3,138
+1,377
+78% +$235K
MYJ
228
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$512K 0.12%
34,928
-4
-0% -$58
XLFS
229
DELISTED
POWERSHARES S&P SMALLCAP FINANCIALS PORTFOLIO
XLFS
$509K 0.12%
12,580
+100
+0.8% +$4.05K
ORLY icon
230
O'Reilly Automotive
ORLY
$75.1B
$507K 0.12%
30,390
+16,530
+119% +$267K
KBWY icon
231
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$320M
$505K 0.12%
16,956
+2,581
+18% +$79.6K
NXJ
232
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$501K 0.12%
39,022
– –
BNDX icon
233
Vanguard Total International Bond ETF
BNDX
$82B
$499K 0.12%
+9,422
New +$497K
QCOM icon
234
Qualcomm
QCOM
$164B
$496K 0.12%
9,209
+859
+10% +$51K
IVW icon
235
iShares S&P 500 Growth ETF
IVW
$70.5B
$489K 0.12%
18,128
+3,644
+25% +$104K
LUMN icon
236
Lumen
LUMN
$6.43B
$489K 0.12%
19,458
+767
+4% +$21.2K
SCHA icon
237
Schwab U.S Small- Cap ETF
SCHA
$21.8B
$489K 0.12%
38,476
+2,812
+8% +$38.7K
LMT icon
238
Lockheed Martin
LMT
$131B
$483K 0.12%
2,329
+652
+39% +$133K
BIV icon
239
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$481K 0.12%
5,657
+2,585
+84% +$218K
AIG icon
240
American International
AIG
$42.5B
$480K 0.12%
8,426
+674
+9% +$41.2K
FXO icon
241
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$480K 0.12%
21,319
+3,084
+17% +$72.7K
RAI
242
DELISTED
Reynolds American Inc
RAI
$480K 0.12%
10,816
+2,378
+28% +$98.6K
XLI icon
243
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$478K 0.11%
9,575
-587
-6% -$30.9K
TYC
244
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$476K 0.11%
13,527
+1,267
+10% +$48.8K
DON icon
245
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$472K 0.11%
+18,213
New +$493K
MHN
246
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$469K 0.11%
34,267
+4,157
+14% +$57.1K
GD icon
247
General Dynamics
GD
$103B
$468K 0.11%
3,387
+561
+20% +$81.1K
EXC icon
248
Exelon
EXC
$48.1B
$463K 0.11%
21,838
+368
+2% +$8.27K
MANH icon
249
Manhattan Associates
MANH
$12.1B
$461K 0.11%
7,375
+196
+3% +$12.2K
EMR icon
250
Emerson Electric
EMR
$81.6B
$457K 0.11%
10,306
-25
-0.2% -$1.23K
8 9
10
11 12

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.