Assenagon Asset Management’s Caterpillar CAT Stock Holding History

Assenagon Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-5,800	Closed	-$1.2M	–	1425
2021 Q4	$1.2M	Sell	5,800 -104,200	-95%	-$21M	﹤0.01%	975
2021 Q3	$21.1M	Buy	110,000 +45,000	+69%	+$9.37M	0.07%	199
2021 Q2	$14.1M	Buy	+65,000	New	+$15M	0.05%	284
2017 Q2	–	Sell	-130,000	Closed	-$12.1M	–	240
2017 Q1	$12.1M	Hold	130,000	–	–	0.26%	63
2016 Q4	$12.1M	Buy	+130,000	New	+$11.8M	0.23%	95

Other funds holding CAT

New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return

SMDAM

Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.5B AUM 37.68% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $23.8B AUM 34.25% 1-Year Est. Return

Swedbank Stockholm, Sweden $116B AUM 46.87% 1-Year Est. Return

Rathbones Group Liverpool, United Kingdom $27.1B AUM 20.2% 1-Year Est. Return

Handelsbanken Fonder Stockholm, Sweden $35.1B AUM 47.76% 1-Year Est. Return

SFA

Sequoia Financial Advisors Akron, Ohio $20.1B AUM 24.77% 1-Year Est. Return

Robeco Institutional Asset Management Rotterdam, Netherlands $81.4B AUM 40.71% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 51.91% 1-Year Est. Return

MIF

Mediolanum International Funds Dublin 1, Ireland $11.7B AUM 47.18% 1-Year Est. Return

Assenagon Asset Management's CAT Position: Q2 2026 in Review

Assenagon Asset Management reduced its Caterpillar (CAT) stake by 0.77% in Q2 2026, selling an estimated $105K and leaving 15,258 shares worth $16.2M. The position accounts for 0.02% of the portfolio, ranked #451.

Assenagon Asset Management first reported a position in CAT in Q3 2017 and has held it in 31 quarters since. The position peaked at $327M in Q2 2025. 1,373 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

Assenagon Asset Management held 15,258 shares of Caterpillar worth $16.2M as of Q2 2026.
Assenagon Asset Management sold 119 Caterpillar shares in Q2 2026, an estimated $105K.
Caterpillar made up 0.02% of Assenagon Asset Management's portfolio in Q2 2026, its #451 holding.
Assenagon Asset Management first reported a position in Caterpillar in Q3 2017 and has held it in 31 quarters since.
Assenagon Asset Management's Caterpillar position peaked at $327M in Q2 2025.
1,373 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Assenagon Asset Management's 13F filing for Q2 2026, filed 8 Jul 2026.