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ALPS Advisors’s PhenixFIN PFX Stock Holding History

ALPS Advisors’s Portfolio PFX Stock Details PFX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-2,131
Closed -$394K – 741
2014
Q4 		$394K Sell
2,131
-285
-12% -$61.9K ﹤0.01% 538
2014
Q3 		$571K Buy
2,416
+220
+10% +$56.3K ﹤0.01% 432
2014
Q2 		$574K Buy
2,196
+56
+3% +$14.4K ﹤0.01% 445
2014
Q1 		$583K Buy
+2,140
New +$598K 0.01% 349

Other funds holding PFX

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
PAM
PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
AFG
American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
HCM
Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

ALPS Advisors's PFX Position: Q1 2015 in Review

ALPS Advisors sold out of PhenixFIN (PFX) in Q1 2015, closing a stake of 2,131 shares — an estimated $394K sold.

ALPS Advisors first reported a position in PFX in Q1 2014 and held it in 4 quarters. The position peaked at $583K in Q1 2014. 92 funds tracked by Wall St. Rank hold PFX as of Q1 2015.

  • ALPS Advisors reported no remaining PhenixFIN position as of Q1 2015 after selling out during the quarter.
  • ALPS Advisors sold 2,131 PhenixFIN shares in Q1 2015, an estimated $394K.
  • ALPS Advisors first reported a position in PhenixFIN in Q1 2014 and held it in 4 quarters.
  • ALPS Advisors's PhenixFIN position peaked at $583K in Q1 2014.
  • 92 funds tracked by Wall St. Rank held PhenixFIN as of Q1 2015.

Based on ALPS Advisors's 13F filing for Q1 2015, filed 15 May 2015.