Advisory Research’s Caterpillar CAT Stock Holding History

Advisory Research’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-1,935	Closed	-$528K	–	356
2023 Q3	$528K	Buy	1,935 +179	+10%	+$48.6K	0.07%	270
2023 Q2	$432K	Buy	+1,756	New	+$392K	0.06%	309
2014 Q3	–	Sell	-660	Closed	-$72K	–	324
2014 Q2	$72K	Sell	660 -50	-7%	-$5.25K	﹤0.01%	312
2014 Q1	$71K	Buy	+710	New	+$67K	﹤0.01%	445

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Advisory Research's CAT Position: Q4 2023 in Review

Advisory Research sold out of Caterpillar (CAT) in Q4 2023, closing a stake of 1,935 shares — an estimated $528K sold.

Advisory Research first reported a position in CAT in Q1 2014 and held it in 4 quarters. The position peaked at $528K in Q3 2023. 2,580 funds tracked by Wall St. Rank hold CAT as of Q4 2023.

Advisory Research reported no remaining Caterpillar position as of Q4 2023 after selling out during the quarter.
Advisory Research sold 1,935 Caterpillar shares in Q4 2023, an estimated $528K.
Advisory Research first reported a position in Caterpillar in Q1 2014 and held it in 4 quarters.
Advisory Research's Caterpillar position peaked at $528K in Q3 2023.
2,580 funds tracked by Wall St. Rank held Caterpillar as of Q4 2023.

Based on Advisory Research's 13F filing for Q4 2023, filed 13 Feb 2024.