Advisor Group’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

Advisor Group’s Portfolio CSML Stock Details CSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$37K	Hold	1,366	–	–	﹤0.01%	3624
2019 Q3	$35K	Sell	1,366 -250	-15%	-$6.18K	﹤0.01%	3641
2019 Q2	$40K	Sell	1,616 -500	-24%	-$12.4K	﹤0.01%	3532
2019 Q1	$52K	Hold	2,116	–	–	﹤0.01%	3363
2018 Q4	$47K	Sell	2,116 -553	-21%	-$13.8K	﹤0.01%	3228
2018 Q3	$76K	Buy	2,669 +701	+36%	+$20.4K	﹤0.01%	2962
2018 Q2	$57K	Buy	1,968 +1	+0.1%	+$28	﹤0.01%	2984
2018 Q1	$54K	Buy	1,967 +251	+15%	+$7.08K	﹤0.01%	3009
2017 Q4	$48K	Buy	1,716 +1,615	+1,599%	+$44.7K	﹤0.01%	3115
2017 Q3	$3K	Buy	+101	New	+$2.55K	﹤0.01%	4459

Other funds holding CSML

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CCM

Cribstone Capital Management Augusta, Maine $172M AUM 13.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Advisor Group's CSML Position: Q4 2019 in Review

Advisor Group held its IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) position steady in Q4 2019 at 1,366 shares worth $37K. The position accounts for ﹤0.01% of the portfolio, ranked #3624.

Advisor Group first reported a position in CSML in Q3 2017 and has held it in 10 quarters since. The position peaked at $76K in Q3 2018. 30 funds tracked by Wall St. Rank hold CSML as of Q4 2019.

Advisor Group held 1,366 shares of IndexIQ ETF Trust IQ U.S. Small Cap ETF worth $37K as of Q4 2019.
Advisor Group left its IndexIQ ETF Trust IQ U.S. Small Cap ETF share count unchanged in Q4 2019.
IndexIQ ETF Trust IQ U.S. Small Cap ETF made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #3624 holding.
Advisor Group first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q3 2017 and has held it in 10 quarters since.
Advisor Group's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $76K in Q3 2018.
30 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.