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3LCM
3D/L Capital Management Portfolio holdings
AUM
$308M
1-Year Est. Return
13.67%
This Fund
S&P 500
This Quarter
Est. Return
-1.51%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$417M
AUM Growth
-$1.9M
(-0.45%)
Cap. Flow
+$4.85M
Cap. Flow
% of AUM
1.16%
Top 10 Holdings %
Top 10 Hldgs %
61.46%
Holding
135
New
10
Increased
60
Reduced
52
Closed
9
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares US Quality Large Cap Index Fund
QLC
|
+$30.2M |
| 2 |
KALL
KraneShares MSCI All China Index ETF
KALL
|
+$3.06M |
| 3 |
Dimensional International Value ETF
DFIV
|
+$2.31M |
| 4 |
FT Vest US Equity Buffer ETF July
FJUL
|
+$1.1M |
| 5 |
JPMorgan International Growth ETF
JIG
|
+$882K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
FlexShares Quality Dividend Defensive Index Fund
QDEF
|
+$30.5M |
| 2 |
FT Vest US Equity Buffer ETF April
FAPR
|
+$950K |
| 3 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$687K |
| 4 |
iShares MSCI Intl Momentum Factor ETF
IMTM
|
+$528K |
| 5 |
FT Vest US Equity Deep Buffer ETF April
DAPR
|
+$400K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 0.2% |
| 2 | Industrials | 0.14% |
| 3 | Financials | 0.1% |
| 4 | Technology | 0.08% |
| 5 | Materials | 0.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $206K | 0.05% |
1,947
+28
| +1% | +$2.97K |
|
|
127
FT Vest US Equity Deep Buffer ETF April
DAPR
$313M
| – | – |
-13,090
| Closed | -$400K |
|
|
128
Dimensional US Core Equity 2 ETF
DFAC
$49.4B
| – | – |
-25,455
| Closed | -$687K |
|
|
129
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
| – | – |
-30,858
| Closed | -$950K |
|
130
iShares Select U.S. REIT ETF
ICF
$2.09B
| – | – |
-3,136
| Closed | -$205K |
|
131
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| – | – |
-4,752
| Closed | -$260K |
|
|
132
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.27B
| – | – |
-13,651
| Closed | -$528K |
|
133
WisdomTree International Quality Dividend Growth Fund
IQDG
$734M
| – | – |
-9,333
| Closed | -$371K |
|
134
iShares Global Financials ETF
IXG
$687M
| – | – |
-2,634
| Closed | -$204K |
|
135
State Street SPDR S&P 500 ETF Trust
SPY
$823B
| – | – |
-584
| Closed | -$250K |
|
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3D/L Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, 3D/L Capital Management held 135 positions worth $417M, down 0.45% from $419M the previous quarter. Its ten largest holdings account for 61% of the portfolio.
3D/L Capital Management's Q3 2021 filing shows 10 new, 60 increased, 52 reduced and 9 closed positions. Its largest new stake was Dimensional International Value ETF: 69,999 shares worth $2.29M. The largest sale was FlexShares Quality Dividend Defensive Index Fund, an estimated $30.5M.
By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, down from 0.25% a quarter earlier, followed by Industrials and Financials.
- 3D/L Capital Management's largest Q3 2021 buy was Dimensional International Value ETF: 69,999 shares worth $2.29M.
- 3D/L Capital Management added most to FlexShares US Quality Large Cap Index Fund in Q3 2021, an estimated $30.2M increase.
- 3D/L Capital Management's biggest Q3 2021 reduction was FlexShares Quality Dividend Defensive Index Fund, cutting an estimated $30.5M.
- 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF April in Q3 2021, selling an estimated $950K.
- 3D/L Capital Management's ten largest holdings make up 61% of its $417M portfolio in Q3 2021.
- 3D/L Capital Management opened 10 new positions and closed 9 in Q3 2021.
- 3D/L Capital Management's portfolio value fell 0.45% quarter-over-quarter to $417M.
Based on 3D/L Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.