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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$23.8M
Cap. Flow
+$7.22M
Cap. Flow %
1.73%
Top 10 Hldgs %
62.12%
Holding
127
New
13
Increased
77
Reduced
31
Closed
2

Top Buys

Rank Stock Value
1
DFUS
Dimensional US Equity ETF
DFUS
+$6.55M
2
DFAS icon
Dimensional US Small Cap ETF
DFAS
+$3.19M
3
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$3.15M
4
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.87M
5
KEMX icon
KraneShares MSCI Emerging Markets Ex China Index ETF
KEMX
+$1.41M

Top Sells

Rank Stock Value
1
EZM icon
WisdomTree US MidCap Fund
EZM
+$2.23M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.67M
3
EES icon
WisdomTree US SmallCap Earnings Fund
EES
+$1.65M
4
QDEF icon
FlexShares Quality Dividend Defensive Index Fund
QDEF
+$1.44M
5
HYGV icon
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
+$1.41M

Sector Composition

Rank Sector Weight
1 Healthcare 0.25%
2 Industrials 0.14%
3 Financials 0.1%
4 Materials 0.08%
5 Technology 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DJAN icon
126
FT Vest US Equity Deep Buffer ETF January
DJAN
$479M
– –
-10,030
Closed -$309K
FJAN icon
127
FT Vest US Equity Buffer ETF January
FJAN
$1.45B
– –
-23,138
Closed -$726K
2 3 4 5
6

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3D/L Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, 3D/L Capital Management held 127 positions worth $419M, up 6% from $395M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

3D/L Capital Management's Q2 2021 filing shows 13 new, 77 increased, 31 reduced and 2 closed positions. Its largest new stake was Dimensional US Equity ETF: 140,437 shares worth $6.62M. The largest sale was WisdomTree US MidCap Fund, an estimated $2.23M.

By sector, the portfolio is most concentrated in Healthcare at 0.25% of assets, down from 0.31% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q2 2021 buy was Dimensional US Equity ETF: 140,437 shares worth $6.62M.
  • 3D/L Capital Management added most to PIMCO Active Bond Exchange-Traded Fund in Q2 2021, an estimated $1.87M increase.
  • 3D/L Capital Management's biggest Q2 2021 reduction was WisdomTree US MidCap Fund, cutting an estimated $2.23M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF January in Q2 2021, selling an estimated $726K.
  • 3D/L Capital Management's ten largest holdings make up 62% of its $419M portfolio in Q2 2021.
  • 3D/L Capital Management opened 13 new positions and closed 2 in Q2 2021.
  • 3D/L Capital Management's portfolio value rose 6% quarter-over-quarter to $419M.

Based on 3D/L Capital Management's 13F filing for Q2 2021, filed 13 Aug 2021.