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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$372M
AUM Growth
+$34.9M
Cap. Flow
+$2.66M
Cap. Flow %
0.72%
Top 10 Hldgs %
64.42%
Holding
113
New
11
Increased
43
Reduced
47
Closed
9

Top Buys

Rank Stock Value
1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$26.2M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.74M
3
MUB icon
iShares National Muni Bond ETF
MUB
+$6.61M
4
MLN icon
VanEck Long Muni ETF
MLN
+$2.72M
5
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$2.01M

Top Sells

Rank Stock Value
1
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$29.8M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.07M
3
RVNU icon
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
+$3.73M
4
TAXF icon
American Century Diversified Municipal Bond ETF
TAXF
+$1.93M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.92M

Sector Composition

Rank Sector Weight
1 Technology 0.37%
2 Healthcare 0.16%
3 Industrials 0.14%
4 Financials 0.13%
5 Consumer Staples 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HERO icon
101
Global X Video Games & Esports ETF
HERO
$67.5M
$198K 0.05%
10,564
+52
+0.5% +$947
BSCQ icon
102
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.64B
$191K 0.05%
10,074
-2,060
-17% -$38.7K
THCX
103
DELISTED
AXS Cannabis ETF
THCX
$172K 0.05%
6,634
+849
+15% +$25.3K
CGC
104
Canopy Growth
CGC
$412M
$44.4K 0.01%
1,923
+78
+4% +$2.4K
ACES icon
105
ALPS Clean Energy ETF
ACES
$124M
– –
-3,742
Closed -$208K
BUG icon
106
Global X Cybersecurity ETF
BUG
$1.46B
– –
-8,732
Closed -$210K
FMAY icon
107
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
– –
-45,513
Closed -$1.51M
FMB icon
108
First Trust Managed Municipal ETF
FMB
$2.06B
– –
-39,318
Closed -$1.92M
GOVT icon
109
iShares US Treasury Bond ETF
GOVT
$43.6B
– –
-21,838
Closed -$497K
TAXF icon
110
American Century Diversified Municipal Bond ETF
TAXF
$685M
– –
-40,500
Closed -$1.93M
TIP icon
111
iShares TIPS Bond ETF
TIP
$14.5B
– –
-2,034
Closed -$213K
EMCS
112
Xtrackers MSCI Emerging Markets Select ETF
EMCS
$993M
– –
-10,816
Closed -$229K
BSCM
113
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
– –
-40,461
Closed -$857K
1 2 3 4
5

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3D/L Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, 3D/L Capital Management held 113 positions worth $372M, up 10% from $337M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

3D/L Capital Management's Q4 2022 filing shows 11 new, 43 increased, 47 reduced and 9 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 796,415 shares worth $26.3M. The largest sale was FlexShares US Quality Large Cap Index Fund, an estimated $29.8M.

By sector, the portfolio is most concentrated in Technology at 0.37% of assets, up from 0.1% a quarter earlier, followed by Healthcare and Industrials.

  • 3D/L Capital Management's largest Q4 2022 buy was FT Vest US Equity Buffer ETF October: 796,415 shares worth $26.3M.
  • 3D/L Capital Management added most to iShares National Muni Bond ETF in Q4 2022, an estimated $6.61M increase.
  • 3D/L Capital Management's biggest Q4 2022 reduction was FlexShares US Quality Large Cap Index Fund, cutting an estimated $29.8M.
  • 3D/L Capital Management fully exited American Century Diversified Municipal Bond ETF in Q4 2022, selling an estimated $1.93M.
  • 3D/L Capital Management's ten largest holdings make up 64% of its $372M portfolio in Q4 2022.
  • 3D/L Capital Management opened 11 new positions and closed 9 in Q4 2022.
  • 3D/L Capital Management's portfolio value rose 10% quarter-over-quarter to $372M.

Based on 3D/L Capital Management's 13F filing for Q4 2022, filed 13 Feb 2023.