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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$372M
AUM Growth
+$34.9M
Cap. Flow
+$2.66M
Cap. Flow %
0.72%
Top 10 Hldgs %
64.42%
Holding
113
New
11
Increased
43
Reduced
47
Closed
9

Top Buys

Rank Stock Value
1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$26.2M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.74M
3
MUB icon
iShares National Muni Bond ETF
MUB
+$6.61M
4
MLN icon
VanEck Long Muni ETF
MLN
+$2.72M
5
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$2.01M

Top Sells

Rank Stock Value
1
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$29.8M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.07M
3
RVNU icon
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
+$3.73M
4
TAXF icon
American Century Diversified Municipal Bond ETF
TAXF
+$1.93M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.92M

Sector Composition

Rank Sector Weight
1 Technology 0.37%
2 Healthcare 0.16%
3 Industrials 0.14%
4 Financials 0.13%
5 Consumer Staples 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TILT icon
76
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$303K 0.08%
2,037
-597
-23% -$89.4K
EEMV icon
77
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$296K 0.08%
5,578
+1,242
+29% +$65K
XBI icon
78
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$285K 0.08%
3,435
-94
-3% -$7.61K
KEMX icon
79
KraneShares MSCI Emerging Markets Ex China Index ETF
KEMX
$129M
$283K 0.08%
11,741
+368
+3% +$8.95K
FITE
80
State Street SPDR S&P Kensho Future Security ETF
FITE
$155M
$283K 0.08%
6,590
-170
-3% -$7.42K
MBB icon
81
iShares MBS ETF
MBB
$39.1B
$281K 0.08%
+3,028
New +$279K
CEW
82
WisdomTree Emerging Currency Strategy Fund
CEW
$17.9M
$270K 0.07%
16,048
+127
+0.8% +$2.08K
JQUA icon
83
JPMorgan US Quality Factor ETF
JQUA
$8.48B
$263K 0.07%
6,778
+561
+9% +$21.5K
SHYG icon
84
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$262K 0.07%
+6,406
New +$262K
SIMS icon
85
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
$8.78M
$258K 0.07%
7,908
-32
-0.4% -$1.08K
ERTH icon
86
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$254K 0.07%
5,307
-273
-5% -$13.4K
IJT icon
87
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$252K 0.07%
2,331
-63
-3% -$6.93K
BSCO
88
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$246K 0.07%
11,985
-457
-4% -$9.34K
MTUM icon
89
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$242K 0.07%
+1,657
New +$240K
ESGE icon
90
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$240K 0.06%
+7,970
New +$234K
PHO icon
91
Invesco Water Resources ETF
PHO
$2.09B
$237K 0.06%
4,592
-256
-5% -$12.9K
GUNR icon
92
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.32B
$236K 0.06%
+5,427
New +$230K
SPY icon
93
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$229K 0.06%
600
– –
IBB icon
94
iShares Biotechnology ETF
IBB
$9.77B
$226K 0.06%
1,722
-192
-10% -$24.8K
TDTT icon
95
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$224K 0.06%
9,538
-1,188
-11% -$28K
STZ icon
96
Constellation Brands
STZ
$23.2B
$213K 0.06%
919
+17
+2% +$4.07K
IJR icon
97
iShares Core S&P Small-Cap ETF
IJR
$112B
$209K 0.06%
2,210
-145
-6% -$13.9K
DJP icon
98
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
$208K 0.06%
6,162
-341
-5% -$11.6K
EBIZ icon
99
Global X E-commerce ETF
EBIZ
$29.5M
$202K 0.05%
12,461
+192
+2% +$3.06K
CLOU icon
100
Global X Cloud Computing ETF
CLOU
$263M
$199K 0.05%
12,420
+134
+1% +$2.15K
1 2 3
4
5

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3D/L Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, 3D/L Capital Management held 113 positions worth $372M, up 10% from $337M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

3D/L Capital Management's Q4 2022 filing shows 11 new, 43 increased, 47 reduced and 9 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 796,415 shares worth $26.3M. The largest sale was FlexShares US Quality Large Cap Index Fund, an estimated $29.8M.

By sector, the portfolio is most concentrated in Technology at 0.37% of assets, up from 0.1% a quarter earlier, followed by Healthcare and Industrials.

  • 3D/L Capital Management's largest Q4 2022 buy was FT Vest US Equity Buffer ETF October: 796,415 shares worth $26.3M.
  • 3D/L Capital Management added most to iShares National Muni Bond ETF in Q4 2022, an estimated $6.61M increase.
  • 3D/L Capital Management's biggest Q4 2022 reduction was FlexShares US Quality Large Cap Index Fund, cutting an estimated $29.8M.
  • 3D/L Capital Management fully exited American Century Diversified Municipal Bond ETF in Q4 2022, selling an estimated $1.93M.
  • 3D/L Capital Management's ten largest holdings make up 64% of its $372M portfolio in Q4 2022.
  • 3D/L Capital Management opened 11 new positions and closed 9 in Q4 2022.
  • 3D/L Capital Management's portfolio value rose 10% quarter-over-quarter to $372M.

Based on 3D/L Capital Management's 13F filing for Q4 2022, filed 13 Feb 2023.