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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
-1.51%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$417M
AUM Growth
-$1.9M
Cap. Flow
+$4.85M
Cap. Flow %
1.16%
Top 10 Hldgs %
61.46%
Holding
135
New
10
Increased
60
Reduced
52
Closed
9

Top Buys

Rank Stock Value
1
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$30.2M
2
KALL
KraneShares MSCI All China Index ETF
KALL
+$3.06M
3
DFIV icon
Dimensional International Value ETF
DFIV
+$2.31M
4
FJUL icon
FT Vest US Equity Buffer ETF July
FJUL
+$1.1M
5
JIG icon
JPMorgan International Growth ETF
JIG
+$882K

Top Sells

Rank Stock Value
1
QDEF icon
FlexShares Quality Dividend Defensive Index Fund
QDEF
+$30.5M
2
FAPR icon
FT Vest US Equity Buffer ETF April
FAPR
+$950K
3
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$687K
4
IMTM icon
iShares MSCI Intl Momentum Factor ETF
IMTM
+$528K
5
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$400K

Sector Composition

Rank Sector Weight
1 Healthcare 0.2%
2 Industrials 0.14%
3 Financials 0.1%
4 Technology 0.08%
5 Materials 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYGV icon
76
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$462K 0.11%
9,276
+3,151
+51% +$157K
PFE icon
77
Pfizer
PFE
$149B
$441K 0.11%
10,251
– –
IJT icon
78
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$438K 0.11%
3,371
-563
-14% -$74.2K
BSCL
79
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$414K 0.1%
19,623
+340
+2% +$7.17K
BRK.A icon
80
Berkshire Hathaway Class A
BRK.A
$1.13T
$411K 0.1%
1
– –
IWD icon
81
iShares Russell 1000 Value ETF
IWD
$83.2B
$407K 0.1%
2,598
-1
-0% -$160
AQWA icon
82
Global X Clean Water ETF
AQWA
$22.9M
$401K 0.1%
+24,998
New +$417K
FITE
83
State Street SPDR S&P Kensho Future Security ETF
FITE
$152M
$401K 0.1%
7,966
-1,403
-15% -$72.5K
DMXF icon
84
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.02B
$391K 0.09%
5,777
+338
+6% +$23.5K
IVW icon
85
iShares S&P 500 Growth ETF
IVW
$77B
$390K 0.09%
5,279
+192
+4% +$14.6K
SIMS icon
86
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
$8.72M
$390K 0.09%
8,930
-1,539
-15% -$70.6K
GOVT icon
87
iShares US Treasury Bond ETF
GOVT
$43.5B
$375K 0.09%
14,134
-966
-6% -$25.9K
CGC
88
Canopy Growth
CGC
$394M
$374K 0.09%
2,701
– –
TLTE icon
89
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$344M
$365K 0.09%
6,025
-392
-6% -$24.4K
IVE icon
90
iShares S&P 500 Value ETF
IVE
$49.6B
$360K 0.09%
2,476
+155
+7% +$23.1K
IJR icon
91
iShares Core S&P Small-Cap ETF
IJR
$111B
$353K 0.08%
3,234
+301
+10% +$33.1K
BSCO
92
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$324K 0.08%
14,669
+1,413
+11% +$31.3K
AAPL icon
93
Apple
AAPL
$4.56T
$322K 0.08%
2,273
+2
+0.1% +$294
DGRE icon
94
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$318K 0.08%
11,351
-1,063
-9% -$31K
IBB icon
95
iShares Biotechnology ETF
IBB
$9.53B
$316K 0.08%
1,954
-3
-0.2% -$505
GUNR icon
96
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.27B
$310K 0.07%
8,469
+2,250
+36% +$83.8K
CLOU icon
97
Global X Cloud Computing ETF
CLOU
$253M
$308K 0.07%
10,525
-1,155
-10% -$34.1K
PHO icon
98
Invesco Water Resources ETF
PHO
$2.08B
$299K 0.07%
5,468
-764
-12% -$43.4K
BUG icon
99
Global X Cybersecurity ETF
BUG
$1.43B
$294K 0.07%
9,642
-2,439
-20% -$74.8K
ERTH icon
100
Invesco MSCI Sustainable Future ETF
ERTH
$135M
$291K 0.07%
4,598
-403
-8% -$26.7K
2 3
4
5 6

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SFG
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AEPLI
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DCMIC
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CC
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IBT
International Biotechnology Trust London, United Kingdom $297M AUM 17.25% 1-Year Est. Return
KBC
Key Bridge Compliance $319M AUM
DT
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TFA
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3D/L Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, 3D/L Capital Management held 135 positions worth $417M, down 0.45% from $419M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

3D/L Capital Management's Q3 2021 filing shows 10 new, 60 increased, 52 reduced and 9 closed positions. Its largest new stake was Dimensional International Value ETF: 69,999 shares worth $2.29M. The largest sale was FlexShares Quality Dividend Defensive Index Fund, an estimated $30.5M.

By sector, the portfolio is most concentrated in Healthcare at 0.2% of assets, down from 0.25% a quarter earlier, followed by Industrials and Financials.

  • 3D/L Capital Management's largest Q3 2021 buy was Dimensional International Value ETF: 69,999 shares worth $2.29M.
  • 3D/L Capital Management added most to FlexShares US Quality Large Cap Index Fund in Q3 2021, an estimated $30.2M increase.
  • 3D/L Capital Management's biggest Q3 2021 reduction was FlexShares Quality Dividend Defensive Index Fund, cutting an estimated $30.5M.
  • 3D/L Capital Management fully exited FT Vest US Equity Buffer ETF April in Q3 2021, selling an estimated $950K.
  • 3D/L Capital Management's ten largest holdings make up 61% of its $417M portfolio in Q3 2021.
  • 3D/L Capital Management opened 10 new positions and closed 9 in Q3 2021.
  • 3D/L Capital Management's portfolio value fell 0.45% quarter-over-quarter to $417M.

Based on 3D/L Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.