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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$372M
AUM Growth
+$34.9M
Cap. Flow
+$2.66M
Cap. Flow %
0.72%
Top 10 Hldgs %
64.42%
Holding
113
New
11
Increased
43
Reduced
47
Closed
9

Top Buys

Rank Stock Value
1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$26.2M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.74M
3
MUB icon
iShares National Muni Bond ETF
MUB
+$6.61M
4
MLN icon
VanEck Long Muni ETF
MLN
+$2.72M
5
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$2.01M

Top Sells

Rank Stock Value
1
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$29.8M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.07M
3
RVNU icon
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
+$3.73M
4
TAXF icon
American Century Diversified Municipal Bond ETF
TAXF
+$1.93M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.92M

Sector Composition

Rank Sector Weight
1 Technology 0.37%
2 Healthcare 0.16%
3 Industrials 0.14%
4 Financials 0.13%
5 Consumer Staples 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMBS icon
51
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$630K 0.17%
13,832
+198
+1% +$8.96K
ACWV icon
52
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$609K 0.16%
6,404
+1,001
+19% +$93.9K
BIV icon
53
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$598K 0.16%
8,046
+121
+2% +$8.97K
DFAC icon
54
Dimensional US Core Equity 2 ETF
DFAC
$49.3B
$574K 0.15%
23,661
+867
+4% +$21.1K
EFV icon
55
iShares MSCI EAFE Value ETF
EFV
$29.4B
$572K 0.15%
12,466
+1,790
+17% +$77.7K
NUSC icon
56
Nuveen ESG Small-Cap ETF
NUSC
$1.34B
$564K 0.15%
16,490
-745
-4% -$26K
VOT icon
57
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$544K 0.15%
3,028
-77
-2% -$14K
PFE icon
58
Pfizer
PFE
$151B
$539K 0.15%
10,525
+274
+3% +$13.1K
J icon
59
Jacobs Solutions
J
$17.1B
$539K 0.14%
5,422
– –
VB icon
60
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$531K 0.14%
2,892
-115
-4% -$21.3K
AGG icon
61
iShares Core US Aggregate Bond ETF
AGG
$138B
$505K 0.14%
5,203
+207
+4% +$20K
IVE icon
62
iShares S&P 500 Value ETF
IVE
$49.8B
$503K 0.14%
3,465
-1,631
-32% -$233K
KWEB icon
63
KraneShares CSI China Internet ETF
KWEB
$5.66B
$497K 0.13%
16,458
-621
-4% -$15.8K
BOTZ icon
64
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.49B
$477K 0.13%
23,217
-114
-0.5% -$2.29K
TLTD icon
65
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$687M
$476K 0.13%
7,880
-1,527
-16% -$87.5K
BRK.A icon
66
Berkshire Hathaway Class A
BRK.A
$1.12T
$469K 0.13%
1
– –
BSCN
67
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$465K 0.13%
22,166
-468
-2% -$9.79K
HYGV icon
68
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$451K 0.12%
11,317
-1,247
-10% -$50K
QQQ icon
69
Invesco QQQ Trust
QQQ
$482B
$417K 0.11%
1,566
+7
+0.4% +$1.94K
DFAX icon
70
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$410K 0.11%
18,968
+1,051
+6% +$21.9K
GWX icon
71
State Street SPDR S&P International Small Cap ETF
GWX
$913M
$378K 0.1%
12,839
-313
-2% -$8.86K
EFG icon
72
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$368K 0.1%
4,399
-307
-7% -$24.8K
USMV icon
73
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$351K 0.09%
4,862
+24
+0.5% +$1.71K
DMXF icon
74
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.02B
$332K 0.09%
6,118
-429
-7% -$22.2K
IWD icon
75
iShares Russell 1000 Value ETF
IWD
$83.6B
$307K 0.08%
2,025
-173
-8% -$25.9K
1 2
3
4 5

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3D/L Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, 3D/L Capital Management held 113 positions worth $372M, up 10% from $337M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

3D/L Capital Management's Q4 2022 filing shows 11 new, 43 increased, 47 reduced and 9 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 796,415 shares worth $26.3M. The largest sale was FlexShares US Quality Large Cap Index Fund, an estimated $29.8M.

By sector, the portfolio is most concentrated in Technology at 0.37% of assets, up from 0.1% a quarter earlier, followed by Healthcare and Industrials.

  • 3D/L Capital Management's largest Q4 2022 buy was FT Vest US Equity Buffer ETF October: 796,415 shares worth $26.3M.
  • 3D/L Capital Management added most to iShares National Muni Bond ETF in Q4 2022, an estimated $6.61M increase.
  • 3D/L Capital Management's biggest Q4 2022 reduction was FlexShares US Quality Large Cap Index Fund, cutting an estimated $29.8M.
  • 3D/L Capital Management fully exited American Century Diversified Municipal Bond ETF in Q4 2022, selling an estimated $1.93M.
  • 3D/L Capital Management's ten largest holdings make up 64% of its $372M portfolio in Q4 2022.
  • 3D/L Capital Management opened 11 new positions and closed 9 in Q4 2022.
  • 3D/L Capital Management's portfolio value rose 10% quarter-over-quarter to $372M.

Based on 3D/L Capital Management's 13F filing for Q4 2022, filed 13 Feb 2023.