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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$372M
AUM Growth
+$34.9M
Cap. Flow
+$2.66M
Cap. Flow %
0.72%
Top 10 Hldgs %
64.42%
Holding
113
New
11
Increased
43
Reduced
47
Closed
9

Top Buys

Rank Stock Value
1
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$26.2M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.74M
3
MUB icon
iShares National Muni Bond ETF
MUB
+$6.61M
4
MLN icon
VanEck Long Muni ETF
MLN
+$2.72M
5
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$2.01M

Top Sells

Rank Stock Value
1
QLC icon
FlexShares US Quality Large Cap Index Fund
QLC
+$29.8M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$5.07M
3
RVNU icon
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
+$3.73M
4
TAXF icon
American Century Diversified Municipal Bond ETF
TAXF
+$1.93M
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.92M

Sector Composition

Rank Sector Weight
1 Technology 0.37%
2 Healthcare 0.16%
3 Industrials 0.14%
4 Financials 0.13%
5 Consumer Staples 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAB icon
26
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$2.14M 0.58%
83,248
-13,081
-14% -$335K
IVV icon
27
iShares Core S&P 500 ETF
IVV
$898B
$2.14M 0.58%
5,563
+159
+3% +$61.4K
VEA icon
28
Vanguard FTSE Developed Markets ETF
VEA
$234B
$2.06M 0.55%
49,062
+124
+0.3% +$5.02K
TUA icon
29
Simplify Short Term Treasury Futures Strategy ETF
TUA
$667M
$1.98M 0.53%
+80,051
New +$2.01M
BSCP
30
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.97M 0.53%
97,986
-2,807
-3% -$56.3K
DFUV icon
31
Dimensional US Marketwide Value ETF
DFUV
$15.7B
$1.88M 0.5%
56,036
-3,806
-6% -$126K
VUG icon
32
Vanguard Morningstar Growth ETF
VUG
$230B
$1.7M 0.46%
47,856
-570
-1% -$21K
XLE icon
33
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$1.5M 0.4%
+34,234
New +$1.49M
BSV icon
34
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.4M 0.38%
18,628
+703
+4% +$52.7K
AAPL icon
35
Apple
AAPL
$4.54T
$1.39M 0.37%
10,683
+8,355
+359% +$1.19M
BNDX icon
36
Vanguard Total International Bond ETF
BNDX
$82.3B
$1.31M 0.35%
27,693
+393
+1% +$18.9K
QLC icon
37
FlexShares US Quality Large Cap Index Fund
QLC
$1.04B
$1.07M 0.29%
25,137
-693,244
-97% -$29.8M
BNDC icon
38
FlexShares Core Select Bond Fund
BNDC
$171M
$1M 0.27%
45,644
-3,549
-7% -$77.7K
ESGU icon
39
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$920K 0.25%
10,854
-1,132
-9% -$96.6K
IUSB icon
40
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$781K 0.21%
17,378
+3,119
+22% +$140K
RVNU icon
41
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$143M
$778K 0.21%
32,760
-158,877
-83% -$3.73M
DOCT
42
FT Vest US Equity Deep Buffer ETF October
DOCT
$388M
$736K 0.2%
+23,500
New +$732K
CPTL
43
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$119M
$717K 0.19%
25,908
-1,403
-5% -$38.9K
IVW icon
44
iShares S&P 500 Growth ETF
IVW
$77.1B
$695K 0.19%
11,877
+8,114
+216% +$487K
NULG icon
45
Nuveen ESG Large-Cap Growth ETF
NULG
$2.78B
$680K 0.18%
13,910
-685
-5% -$33.7K
VWO icon
46
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$674K 0.18%
17,288
+132
+0.8% +$5.03K
BLV icon
47
Vanguard Long-Term Bond ETF
BLV
$5.76B
$661K 0.18%
9,128
+200
+2% +$14.5K
IWB icon
48
iShares Russell 1000 ETF
IWB
$49.8B
$659K 0.18%
3,133
+209
+7% +$44.2K
IEFA icon
49
iShares Core MSCI EAFE ETF
IEFA
$194B
$653K 0.18%
10,593
+985
+10% +$58K
JIG icon
50
JPMorgan International Growth ETF
JIG
$496M
$651K 0.18%
12,398
+268
+2% +$13.7K
1
2
3 4 5

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3D/L Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, 3D/L Capital Management held 113 positions worth $372M, up 10% from $337M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

3D/L Capital Management's Q4 2022 filing shows 11 new, 43 increased, 47 reduced and 9 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 796,415 shares worth $26.3M. The largest sale was FlexShares US Quality Large Cap Index Fund, an estimated $29.8M.

By sector, the portfolio is most concentrated in Technology at 0.37% of assets, up from 0.1% a quarter earlier, followed by Healthcare and Industrials.

  • 3D/L Capital Management's largest Q4 2022 buy was FT Vest US Equity Buffer ETF October: 796,415 shares worth $26.3M.
  • 3D/L Capital Management added most to iShares National Muni Bond ETF in Q4 2022, an estimated $6.61M increase.
  • 3D/L Capital Management's biggest Q4 2022 reduction was FlexShares US Quality Large Cap Index Fund, cutting an estimated $29.8M.
  • 3D/L Capital Management fully exited American Century Diversified Municipal Bond ETF in Q4 2022, selling an estimated $1.93M.
  • 3D/L Capital Management's ten largest holdings make up 64% of its $372M portfolio in Q4 2022.
  • 3D/L Capital Management opened 11 new positions and closed 9 in Q4 2022.
  • 3D/L Capital Management's portfolio value rose 10% quarter-over-quarter to $372M.

Based on 3D/L Capital Management's 13F filing for Q4 2022, filed 13 Feb 2023.