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3LCM

3D/L Capital Management Portfolio holdings

AUM $308M
1-Year Est. Return 13.67%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+13.67%
3 Year Est. Return
+13.91%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$395M
AUM Growth
+$314M
Cap. Flow
-$71.4M
Cap. Flow %
-18.09%
Top 10 Hldgs %
65.12%
Holding
177
New
68
Increased
22
Reduced
24
Closed
63

Top Buys

Rank Stock Value
1
KEMX icon
KraneShares MSCI Emerging Markets Ex China Index ETF
KEMX
+$13.1M
2
KALL
KraneShares MSCI All China Index ETF
KALL
+$11.3M
3
KVLE icon
KraneShares Value Line Dynamic Dividend Equity Index ETF
KVLE
+$6.8M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.43M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.42M

Top Sells

Rank Stock Value
1
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$16.1M
2
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$14M
3
AAPL icon
Apple
AAPL
+$6.72M
4
GQRE icon
FlexShares Global Quality Real Estate Index Fund
GQRE
+$6.69M
5
MSFT icon
Microsoft
MSFT
+$5.25M

Sector Composition

Rank Sector Weight
1 Healthcare 0.31%
2 Industrials 0.15%
3 Materials 0.11%
4 Financials 0.1%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
26
State Street Technology Select Sector SPDR ETF
XLK
$122B
$1.44M 0.36%
+21,672
New +$1.43M
VUG icon
27
Vanguard Morningstar Growth ETF
VUG
$230B
$1.42M 0.36%
+33,150
New +$1.42M
IVV icon
28
iShares Core S&P 500 ETF
IVV
$897B
$1.38M 0.35%
+3,458
New +$1.34M
BNDC icon
29
FlexShares Core Select Bond Fund
BNDC
$170M
$1.33M 0.34%
51,433
+2,350
+5% +$62.1K
VOT icon
30
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$1.17M 0.3%
+5,455
New +$1.18M
QLC icon
31
FlexShares US Quality Large Cap Index Fund
QLC
$1.04B
$1.01M 0.26%
23,280
+2,854
+14% +$121K
MUB icon
32
iShares National Muni Bond ETF
MUB
$45.3B
$912K 0.23%
+7,858
New +$917K
BNDX icon
33
Vanguard Total International Bond ETF
BNDX
$82.1B
$900K 0.23%
15,765
+3,446
+28% +$199K
XLV icon
34
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$886K 0.22%
+7,587
New +$876K
TLTD icon
35
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$681M
$873K 0.22%
12,471
+1,853
+17% +$127K
CGC
36
Canopy Growth
CGC
$400M
$865K 0.22%
2,701
+54
+2% +$19.1K
BSV icon
37
Vanguard Short-Term Bond ETF
BSV
$44.6B
$823K 0.21%
+10,018
New +$827K
XLF icon
38
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$823K 0.21%
24,175
+2,496
+12% +$80.2K
XLY icon
39
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$805K 0.2%
+9,580
New +$797K
NULG icon
40
Nuveen ESG Large-Cap Growth ETF
NULG
$2.75B
$799K 0.2%
13,788
+2,846
+26% +$165K
XLC icon
41
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$796K 0.2%
+10,855
New +$772K
XLI icon
42
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$729K 0.18%
+7,400
New +$678K
FJAN icon
43
FT Vest US Equity Buffer ETF January
FJAN
$1.45B
$726K 0.18%
+23,138
New +$710K
CPTL
44
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$119M
$720K 0.18%
24,690
+5,260
+27% +$148K
BOTZ icon
45
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.44B
$697K 0.18%
21,041
-2,446
-10% -$83.7K
ESGU icon
46
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$689K 0.17%
+7,577
New +$674K
QQQ icon
47
Invesco QQQ Trust
QQQ
$479B
$685K 0.17%
+2,146
New +$686K
BSCN
48
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$661K 0.17%
30,360
+1,968
+7% +$42.9K
BSCM
49
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$630K 0.16%
29,103
+2,108
+8% +$45.7K
XLP icon
50
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$621K 0.16%
+9,093
New +$598K
1
2
3 4 5

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DCMIC
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3D/L Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, 3D/L Capital Management held 177 positions worth $395M, up 389% from $80.7M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

3D/L Capital Management withdrew a net $71.4M in Q1 2021, closing 63 positions and reducing 24 holdings. Its most notable exit was Microsoft, an estimated $5.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.31% of assets, down from 10% a quarter earlier, followed by Industrials and Materials.

Against the trend, 3D/L Capital Management opened a new position in KraneShares MSCI Emerging Markets Ex China Index ETF worth $13.1M.

  • 3D/L Capital Management's largest Q1 2021 buy was KraneShares MSCI Emerging Markets Ex China Index ETF: 420,444 shares worth $13.1M.
  • 3D/L Capital Management added most to KraneShares Value Line Dynamic Dividend Equity Index ETF in Q1 2021, an estimated $6.8M increase.
  • 3D/L Capital Management's biggest Q1 2021 reduction was WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund, cutting an estimated $16.1M.
  • 3D/L Capital Management fully exited Microsoft in Q1 2021, selling an estimated $5.25M.
  • 3D/L Capital Management's ten largest holdings make up 65% of its $395M portfolio in Q1 2021.
  • 3D/L Capital Management opened 68 new positions and closed 63 in Q1 2021.
  • 3D/L Capital Management's portfolio value rose 389% quarter-over-quarter to $395M.

Based on 3D/L Capital Management's 13F filing for Q1 2021, filed 13 May 2021.