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Stellus Capital Investment Corp
SCM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Advisors Asset Management
1
Advisors Asset Management
Colorado
USD 8.93 M -USD 555 k -40,524 -6%
Muzinich & Co
2
Muzinich & Co
New York
USD 8.32 M +USD 4.47 M +326,773 +133%
Confluence Investment Management
3
Confluence Investment Management
Missouri
USD 6.21 M -USD 107 k -7,795 -2%
UBS Group
4
UBS Group
Switzerland
USD 4.63 M +USD 747 k +54,552 +21%
Freestone Capital Holdings
5
Freestone Capital Holdings
Washington
USD 3.73 M -USD 359 k -26,245 -9%
Ares Management
6
Ares Management
California
USD 2.79 M -USD 2.95 M -215,431 -53%
BlackRock
7
BlackRock
New York
USD 1.49 M +USD 1.4 M +102,431 Nuevas
Morgan Stanley
8
Morgan Stanley
New York
USD 1.4 M +USD 39.6 k +2,896 +3%
Wells Fargo
9
Wells Fargo
California
USD 1.03 M +USD 962 k +70,317 +15,873%
Two Sigma Advisers
10
Two Sigma Advisers
New York
USD 949 k +USD 1.98 k +145 +0.2%
Nuveen Fund Advisors
11
Nuveen Fund Advisors
Illinois
USD 808 k +USD 135 k +9,856 +21%
Two Sigma Investments
12
Two Sigma Investments
New York
USD 643 k -USD 296 k -21,597 -33%
Millennium Management
13
Millennium Management
New York
USD 601 k +USD 380 k +27,730 +204%
Raymond James & Associates
14
Raymond James & Associates
Florida
USD 508 k -USD 51.8 k -3,783 -10%
Raymond James Financial Services Advisors
15
Raymond James Financial Services Advisors
Florida
USD 482 k -USD 6.36 k -465 -1%
Oppenheimer & Co
16
Oppenheimer & Co
New York
USD 431 k -USD 152 k -11,100 -27%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
USD 364 k – – –
Goldman Sachs
18
Goldman Sachs
New York
USD 339 k +USD 179 k +13,061 +128%
California Public Employees Retirement System
19
California Public Employees Retirement System
California
USD 320 k – – –
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
USD 288 k +USD 271 k +19,804 Nuevas
Marshall Wace North America
21
Marshall Wace North America
New York
USD 263 k +USD 240 k +17,556 Nuevas
Bison Wealth
22
Bison Wealth
Georgia
USD 240 k – – –
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
USD 231 k +USD 13.5 k +988 +7%
Waldron Private Wealth
24
Waldron Private Wealth
Pennsylvania
USD 218 k +USD 205 k +15,000 Nuevas
Sanders Morris Harris
25
Sanders Morris Harris
Texas
USD 197 k +USD 185 k +13,537 Nuevas
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