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Stellus Capital Investment Corp
SCM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Advisors Asset Management
1
Advisors Asset Management
Colorado
USD 9.7 M +USD 32.5 k +2,671 +0.3%
Yorktown Management & Research Company
2
Yorktown Management & Research Company
Virginia
USD 3.59 M – – –
Confluence Investment Management
3
Confluence Investment Management
Missouri
USD 3.06 M -USD 368 k -30,213 -10%
UBS Group
4
UBS Group
Switzerland
USD 2.88 M -USD 307 k -25,266 -9%
Buckhead Capital Management
5
Buckhead Capital Management
Georgia
USD 2.1 M +USD 4.08 k +335 +0.2%
Muzinich & Co
6
Muzinich & Co
New York
USD 1.16 M +USD 53.4 k +4,387 +5%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 1.13 M +USD 630 k +51,748 +108%
Morgan Stanley
8
Morgan Stanley
New York
USD 773 k +USD 276 k +22,659 +50%
VFS
9
VSR Financial Services
Kansas
USD 765 k -USD 12.2 k -1,000 -1%
BlackRock Group
10
BlackRock Group
United Kingdom
USD 726 k -USD 24.5 k -2,014 -3%
Two Sigma Advisers
11
Two Sigma Advisers
New York
USD 522 k +USD 97.3 k +8,000 +21%
Two Sigma Investments
12
Two Sigma Investments
New York
USD 441 k +USD 76.7 k +6,306 +19%
Raymond James Financial Services Advisors
13
Raymond James Financial Services Advisors
Florida
USD 361 k +USD 386 k +31,690 Nuevas
Oppenheimer & Co
14
Oppenheimer & Co
New York
USD 342 k -USD 11.5 k -944 -3%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
USD 285 k – – –
Bison Wealth
16
Bison Wealth
Georgia
USD 282 k -USD 18.1 k -1,485 -6%
Formidable Asset Management
17
Formidable Asset Management
Ohio
USD 235 k – – –
Virtu KCG Holdings
18
Virtu KCG Holdings
New York
USD 192 k +USD 61.5 k +5,056 +43%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
USD 187 k -USD 85.2 k -7,000 -30%
CAZ Investments
20
CAZ Investments
Texas
USD 141 k -USD 506 k -41,600 -77%
Goldman Sachs
21
Goldman Sachs
New York
USD 115 k -USD 27.5 k -2,263 -18%
Citigroup
22
Citigroup
New York
USD 96 k +USD 102 k +8,416 Nuevas
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
USD 82 k +USD 20.9 k +1,720 +32%
Tower Research Capital (TRC)
24
Tower Research Capital (TRC)
New York
USD 52 k +USD 56 k +4,602 Nuevas
Glenmede Trust
25
Glenmede Trust
Pennsylvania
USD 34 k – – –
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