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Stellus Capital Investment Corp
SCM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Advisors Asset Management
1
Advisors Asset Management
Colorado
USD 8.68 M -USD 410 k -40,436 -5%
Confluence Investment Management
2
Confluence Investment Management
Missouri
USD 4.01 M +USD 47.4 k +4,679 +1%
BCM
3
Buckhead Capital Management
Georgia
USD 2.57 M -USD 164 k -16,213 -6%
UBS Group
4
UBS Group
Switzerland
USD 2.25 M -USD 65.2 k -6,438 -3%
Freestone Capital Holdings
5
Freestone Capital Holdings
Washington
USD 2.02 M +USD 1.49 M +146,658 +291%
YMRC
6
Yorktown Management & Research Company
Virginia
USD 1.79 M -USD 203 k -20,000 -10%
MC
7
Muzinich & Co
New York
USD 1.28 M – – –
Ares Management
8
Ares Management
California
USD 1.13 M +USD 1.12 M +110,563 Nuevas
Morgan Stanley
9
Morgan Stanley
New York
USD 861 k +USD 11.6 k +1,149 +1%
Nuveen Fund Advisors
10
Nuveen Fund Advisors
Illinois
USD 746 k +USD 738 k +72,869 Nuevas
VFS
11
VSR Financial Services
Kansas
USD 470 k – – –
Oppenheimer & Co
12
Oppenheimer & Co
New York
USD 466 k +USD 6.06 k +598 +1%
Raymond James & Associates
13
Raymond James & Associates
Florida
USD 461 k -USD 62.7 k -6,188 -12%
Bank of America
14
Bank of America
North Carolina
USD 458 k – – –
Two Sigma Advisers
15
Two Sigma Advisers
New York
USD 398 k -USD 59.8 k -5,900 -13%
Two Sigma Investments
16
Two Sigma Investments
New York
USD 383 k -USD 13.7 k -1,351 -3%
LVP
17
Limestone Value Partners
Texas
USD 375 k +USD 152 k +15,000 +78%
Raymond James Financial Services Advisors
18
Raymond James Financial Services Advisors
Florida
USD 320 k -USD 20.4 k -2,010 -6%
CC
19
Caxton Corporation
New Jersey
USD 304 k +USD 63.2 k +6,239 +27%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
USD 256 k – – –
BW
21
Bison Wealth
Georgia
USD 246 k +USD 2.49 k +246 +1%
California Public Employees Retirement System
22
California Public Employees Retirement System
California
USD 225 k – – –
GSA Capital Partners
23
GSA Capital Partners
United Kingdom
USD 132 k +USD 27.4 k +2,700 +26%
Deutsche Bank
24
Deutsche Bank
Germany
USD 76 k +USD 59.1 k +5,837 +362%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
USD 74 k +USD 203 +20 +0.3%
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