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Stellus Capital Investment Corp
SCM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Advisors Asset Management
1
Advisors Asset Management
Colorado
USD 8.47 M -USD 90.5 k -8,400 -1%
Yorktown Management & Research Company
2
Yorktown Management & Research Company
Virginia
USD 3.07 M -USD 104 k -9,700 -3%
Buckhead Capital Management
3
Buckhead Capital Management
Georgia
USD 2.81 M +USD 1.03 M +95,466 +52%
Confluence Investment Management
4
Confluence Investment Management
Missouri
USD 2.74 M +USD 30.8 k +2,860 +1%
UBS Group
5
UBS Group
Switzerland
USD 2.16 M -USD 406 k -37,722 -15%
Muzinich & Co
6
Muzinich & Co
New York
USD 1.06 M +USD 32.9 k +3,059 +3%
Morgan Stanley
7
Morgan Stanley
New York
USD 921 k +USD 255 k +23,700 +35%
Raymond James & Associates
8
Raymond James & Associates
Florida
USD 709 k -USD 313 k -29,097 -29%
Two Sigma Advisers
9
Two Sigma Advisers
New York
USD 647 k +USD 183 k +17,000 +37%
VFS
10
VSR Financial Services
Kansas
USD 523 k -USD 163 k -15,173 -23%
Bank of America
11
Bank of America
North Carolina
USD 450 k +USD 482 k +44,720 Nuevas
Two Sigma Investments
12
Two Sigma Investments
New York
USD 448 k +USD 62.4 k +5,797 +15%
Raymond James Financial Services Advisors
13
Raymond James Financial Services Advisors
Florida
USD 423 k +USD 111 k +10,327 +33%
Bison Wealth
14
Bison Wealth
Georgia
USD 255 k +USD 6.9 k +641 +3%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
USD 251 k – – –
Oppenheimer & Co
16
Oppenheimer & Co
New York
USD 233 k -USD 74.2 k -6,895 -23%
Millennium Management
17
Millennium Management
New York
USD 218 k +USD 233 k +21,675 Nuevas
Caxton Corporation
18
Caxton Corporation
New Jersey
USD 213 k +USD 228 k +21,155 Nuevas
Virtu KCG Holdings
19
Virtu KCG Holdings
New York
USD 136 k -USD 36.7 k -3,411 -20%
Stifel Financial
20
Stifel Financial
Missouri
USD 111 k +USD 118 k +11,000 Nuevas
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
USD 105 k +USD 112 k +10,400 Nuevas
Goldman Sachs
22
Goldman Sachs
New York
USD 102 k +USD 129 +12 +0.1%
Citigroup
23
Citigroup
New York
USD 78 k -USD 7.39 k -686 -8%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
USD 72 k – – –
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
USD 53 k +USD 56.4 k +5,234 Nuevas
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