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Principal Spectrum Preferred Securities Active ETF
PREF

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Principal Financial Group
1
Principal Financial Group
Iowa
USD 19.8 M – – –
Bank of America
2
Bank of America
North Carolina
USD 12 M +USD 7.07 M +359,735 +148%
Raymond James & Associates
3
Raymond James & Associates
Florida
USD 11.4 M +USD 1.52 M +77,360 +16%
Bank of New York Mellon
4
Bank of New York Mellon
New York
USD 5.8 M +USD 1.4 M +71,085 +32%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
USD 3.26 M -USD 241 k -12,275 -7%
UBS Group
6
UBS Group
Switzerland
USD 1.87 M +USD 204 k +10,385 +12%
Private Advisor Group
7
Private Advisor Group
New Jersey
USD 1.3 M -USD 12.9 k -655 -1%
Dearborn Partners
8
Dearborn Partners
Illinois
USD 1.01 M +USD 454 k +23,135 +85%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
USD 791 k +USD 57.3 k +2,915 +8%
NewEdge Advisors
10
NewEdge Advisors
Louisiana
USD 642 k +USD 32.3 k +1,645 +5%
LPL Financial
11
LPL Financial
California
USD 408 k +USD 66.1 k +3,365 +20%
Citadel Advisors
12
Citadel Advisors
Florida
USD 407 k +USD 402 k +20,465 Nuevas
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
USD 265 k -USD 281 k -14,305 -52%
BB&T Securities
14
BB&T Securities
Virginia
USD 234 k -USD 7.17 k -365 -3%
Wells Fargo
15
Wells Fargo
California
USD 205 k +USD 185 k +9,440 +1,079%
Realta Investment Advisors
16
Realta Investment Advisors
Delaware
USD 155 k -USD 52.3 k -2,665 -25%
Benjamin Edwards Inc
17
Benjamin Edwards Inc
Missouri
USD 153 k +USD 16.4 k +835 +12%
Carson Wealth (CWM LLC)
18
Carson Wealth (CWM LLC)
Nebraska
USD 121 k – – –
Carroll Financial Associates
19
Carroll Financial Associates
North Carolina
USD 108 k – – –
Global Retirement Partners
20
Global Retirement Partners
California
USD 60 k +USD 58.9 k +3,000 Nuevas
Advisor Group
21
Advisor Group
Arizona
USD 38 k +USD 28.8 k +1,465 +337%
Patriot Financial Group Insurance Agency
22
Patriot Financial Group Insurance Agency
Massachusetts
USD 13 k – – –
Morgan Stanley
23
Morgan Stanley
New York
USD 10 k – – –
Benjamin F. Edwards & Company
24
Benjamin F. Edwards & Company
Missouri
USD 6 k – – –
Jane Street
25
Jane Street
New York
– -USD 827 k -42,465 Cerradas