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Principal Spectrum Preferred Securities Active ETF
PREF

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
UBS Group
1
UBS Group
Switzerland
USD 89.2 M +USD 75.4 M +4,329,973 +472%
Bank of America
2
Bank of America
North Carolina
USD 74.1 M -USD 21.4 M -1,227,313 -22%
Morgan Stanley
3
Morgan Stanley
New York
USD 40.6 M +USD 7.78 M +446,582 +23%
Wells Fargo
4
Wells Fargo
California
USD 22.1 M +USD 6.8 M +390,047 +43%
Baird Financial Group
5
Baird Financial Group
Wisconsin
USD 12.7 M +USD 7.31 M +419,705 +128%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 11.9 M +USD 5.5 M +315,664 +82%
LPL Financial
7
LPL Financial
California
USD 9.7 M +USD 3.11 M +178,528 +45%
Bank of New York Mellon
8
Bank of New York Mellon
New York
USD 9.32 M -USD 99.5 k -5,710 -1%
Raymond James Financial Services Advisors
9
Raymond James Financial Services Advisors
Florida
USD 8.66 M +USD 5.08 M +291,630 +134%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
USD 8.54 M +USD 777 k +44,566 +10%
Goldstein Advisors
11
Goldstein Advisors
Wisconsin
USD 7.2 M +USD 98 k +5,626 +1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 5.02 M +USD 396 k +22,724 +8%
Cerity Partners
13
Cerity Partners
New York
USD 4.61 M -USD 5.89 M -337,748 -55%
Stifel Financial
14
Stifel Financial
Missouri
USD 3.67 M +USD 795 k +45,626 +27%
Brinker Capital Investments
15
Brinker Capital Investments
Pennsylvania
USD 3.64 M +USD 528 k +30,280 +16%
Orion Portfolio Solutions
16
Orion Portfolio Solutions
Nebraska
USD 3.64 M +USD 3.18 M +182,549 +575%
Willis Johnson & Associates
17
Willis Johnson & Associates
Texas
USD 3.28 M +USD 25.2 k +1,449 +0.8%
Mariner
18
Mariner
Kansas
USD 2.83 M +USD 234 k +13,453 +9%
Truist Financial
19
Truist Financial
North Carolina
USD 2.6 M -USD 728 k -41,788 -21%
PA
20
PSI Advisors
Florida
USD 2.3 M +USD 129 k +7,407 +6%
Nottingham Advisors
21
Nottingham Advisors
New York
USD 2.26 M -USD 65.6 k -3,763 -3%
IP
22
Investment Partners
Ohio
USD 2.16 M – – –
Osaic Holdings
23
Osaic Holdings
Arizona
USD 2.12 M -USD 270 k -15,497 -11%
Community Bank
24
Community Bank
New York
USD 2.03 M – – –
Dearborn Partners
25
Dearborn Partners
Illinois
USD 2.01 M -USD 12.1 k -697 -0.6%
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