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Principal Spectrum Preferred Securities Active ETF
PREF

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
UBS Group
1
UBS Group
Switzerland
USD 96.6 M +USD 919 k +53,932 +1%
Bank of America
2
Bank of America
North Carolina
USD 93.2 M +USD 13.1 M +766,214 +16%
Wells Fargo
3
Wells Fargo
California
USD 60.7 M +USD 4.91 M +288,201 +9%
Morgan Stanley
4
Morgan Stanley
New York
USD 50.7 M -USD 2.03 M -119,421 -4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
USD 19.5 M +USD 5 M +293,785 +34%
Pallas Capital Advisors
6
Pallas Capital Advisors
Massachusetts
USD 16.7 M +USD 17.4 M +1,020,144 Nuevas
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
USD 12.9 M +USD 13 M +762,913 Nuevas
LPL Financial
8
LPL Financial
California
USD 12.5 M +USD 173 k +10,152 +1%
Baird Financial Group
9
Baird Financial Group
Wisconsin
USD 12.4 M -USD 182 k -10,679 -1%
Bank of New York Mellon
10
Bank of New York Mellon
New York
USD 9.8 M +USD 200 k +11,719 +2%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
USD 8.62 M +USD 856 k +50,254 +11%
RL
12
Rogco LP
Oklahoma
USD 6.09 M +USD 6.15 M +361,015 Nuevas
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
USD 5.4 M +USD 82.1 k +4,821 +2%
Raymond James & Associates
14
Raymond James & Associates
Florida
USD 5.26 M +USD 3.57 M +209,493 +204%
Raymond James Financial Services Advisors
15
Raymond James Financial Services Advisors
Florida
USD 4.33 M -USD 4.49 M -263,781 -51%
Cerity Partners
16
Cerity Partners
New York
USD 3.66 M -USD 681 k -39,992 -16%
Brinker Capital Investments
17
Brinker Capital Investments
Pennsylvania
USD 3.48 M -USD 3.14 M -184,444 -47%
Orion Portfolio Solutions
18
Orion Portfolio Solutions
Nebraska
USD 3.48 M -USD 3.14 M -184,444 -47%
Mariner
19
Mariner
Kansas
USD 2.94 M +USD 185 k +10,888 +7%
Willis Johnson & Associates
20
Willis Johnson & Associates
Texas
USD 2.65 M +USD 285 k +16,740 +12%
Jane Street
21
Jane Street
New York
USD 2.39 M +USD 2.42 M +141,931 Nuevas
Truist Financial
22
Truist Financial
North Carolina
USD 2.35 M +USD 18.7 k +1,098 +0.8%
Stifel Financial
23
Stifel Financial
Missouri
USD 2.27 M -USD 75.1 k -4,406 -3%
PA
24
PSI Advisors
Florida
USD 2.26 M -USD 4.87 k -286 -0.2%
Nottingham Advisors
25
Nottingham Advisors
New York
USD 2.19 M -USD 10.4 k -610 -0.5%
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