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VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 28.5 M +USD 2.89 M +73,633 +12%
UBS Group
2
UBS Group
Switzerland
USD 14 M +USD 12.7 M +323,427 +1,341%
Morgan Stanley
3
Morgan Stanley
New York
USD 11.3 M +USD 8.17 M +208,215 +292%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
USD 10.4 M +USD 501 k +12,777 +5%
Victory Capital Management
5
Victory Capital Management
Texas
USD 10.2 M -USD 471 -12 -0%
Raymond James Financial Services Advisors
6
Raymond James Financial Services Advisors
Florida
USD 7.17 M +USD 5.41 M +137,981 +345%
Stifel Financial
7
Stifel Financial
Missouri
USD 6.99 M +USD 1.03 M +26,273 +18%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
USD 6.61 M +USD 1.35 M +34,433 +27%
Ameriprise
9
Ameriprise
Minnesota
USD 5.85 M +USD 5.71 M +145,515 Nuevas
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
USD 4.32 M +USD 1.56 M +39,811 +59%
CWM
11
Cornerstone Wealth Management
Missouri
USD 3.06 M +USD 2.95 M +75,310 Nuevas
IFP Advisors
12
IFP Advisors
Florida
USD 2.36 M -USD 374 k -9,529 -14%
Private Advisor Group
13
Private Advisor Group
New Jersey
USD 2.2 M -USD 14.5 k -370 -0.7%
Bank of America
14
Bank of America
North Carolina
USD 1.67 M +USD 761 k +19,399 +88%
Raymond James & Associates
15
Raymond James & Associates
Florida
USD 1.55 M +USD 208 k +5,296 +16%
Ladenburg Thalmann Financial Services
16
Ladenburg Thalmann Financial Services
Florida
USD 1.46 M +USD 178 k +4,539 +14%
AIM
17
Advantage Investment Management
Iowa
USD 1.23 M +USD 1.17 M +29,847 +4,169%
Stratos Wealth Partners
18
Stratos Wealth Partners
Ohio
USD 1.11 M +USD 548 k +13,961 +103%
Jane Street
19
Jane Street
New York
USD 1.04 M +USD 1.01 M +25,862 Nuevas
MSI Financial Services
20
MSI Financial Services
Massachusetts
USD 763 k +USD 327 k +8,326 +78%
National Planning Corporation
21
National Planning Corporation
California
USD 583 k -USD 11.2 k -286 -2%
Virtu KCG Holdings
22
Virtu KCG Holdings
New York
USD 391 k -USD 24.8 k -633 -6%
CIBC Bank USA
23
CIBC Bank USA
Illinois
USD 384 k +USD 41.3 k +1,052 +12%
SII Investments
24
SII Investments
Wisconsin
USD 287 k +USD 277 k +7,068 Nuevas
First Heartland Consultants
25
First Heartland Consultants
Missouri
USD 286 k -USD 30 k -764 -10%
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