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VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 24 M +USD 3.27 M +84,889 +16%
Victory Capital Management
2
Victory Capital Management
Texas
USD 9.6 M -USD 1.15 M -29,825 -11%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
USD 9.48 M +USD 3.01 M +78,220 +47%
Stifel Financial
4
Stifel Financial
Missouri
USD 5.69 M +USD 276 k +7,170 +5%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
USD 5 M +USD 1.75 M +45,366 +54%
Morgan Stanley
6
Morgan Stanley
New York
USD 2.75 M +USD 2.52 M +65,535 +1,145%
IFP Advisors
7
IFP Advisors
Florida
USD 2.63 M -USD 21.1 k -547 -0.8%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
USD 2.6 M +USD 608 k +15,796 +31%
Private Advisor Group
9
Private Advisor Group
New Jersey
USD 2.07 M +USD 24.6 k +639 +1%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
USD 1.85 M +USD 1.47 M +38,134 +388%
Raymond James Financial Services Advisors
11
Raymond James Financial Services Advisors
Florida
USD 1.54 M +USD 281 k +7,295 +22%
Raymond James & Associates
12
Raymond James & Associates
Florida
USD 1.28 M +USD 309 k +8,030 +32%
Ladenburg Thalmann Financial Services
13
Ladenburg Thalmann Financial Services
Florida
USD 1.26 M -USD 216 k -5,605 -15%
UBS Group
14
UBS Group
Switzerland
USD 931 k +USD 591 k +15,343 +175%
Advisor Group
15
Advisor Group
Arizona
USD 927 k -USD 237 k -6,164 -20%
Bank of America
16
Bank of America
North Carolina
USD 848 k +USD 141 k +3,673 +20%
National Planning Corporation
17
National Planning Corporation
California
USD 550 k -USD 34.4 k -894 -6%
Stratos Wealth Partners
18
Stratos Wealth Partners
Ohio
USD 525 k +USD 269 k +6,983 +106%
MSI Financial Services
19
MSI Financial Services
Massachusetts
USD 410 k +USD 227 k +5,893 +125%
Virtu KCG Holdings
20
Virtu KCG Holdings
New York
USD 399 k +USD 398 k +10,326 Nuevas
CIBC Bank USA
21
CIBC Bank USA
Illinois
USD 328 k – – –
First Heartland Consultants
22
First Heartland Consultants
Missouri
USD 303 k -USD 83.7 k -2,173 -22%
Wilbanks Smith & Thomas Asset Management
23
Wilbanks Smith & Thomas Asset Management
Virginia
USD 262 k -USD 1.35 k -35 -0.5%
HCIA
24
Hochman Cole Investment Advisors
Illinois
USD 261 k +USD 260 k +6,756 Nuevas
Aldebaran Financial
25
Aldebaran Financial
USD 227 k +USD 226 k +5,870 Nuevas
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