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VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 20.2 M -USD 17.9 M -484,400 -47%
Victory Capital Management
2
Victory Capital Management
Texas
USD 10.4 M +USD 353 k +9,537 +4%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
USD 6.22 M -USD 1.33 M -35,959 -18%
Stifel Financial
4
Stifel Financial
Missouri
USD 5.2 M +USD 5.18 M +139,990 Nuevas
Jane Street
5
Jane Street
New York
USD 3.48 M +USD 3.47 M +93,728 Nuevas
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
USD 3.13 M +USD 662 k +17,908 +27%
IFP Advisors
7
IFP Advisors
Florida
USD 2.56 M +USD 1.25 M +33,744 +96%
Private Advisor Group
8
Private Advisor Group
New Jersey
USD 1.99 M -USD 82.1 k -2,220 -4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
USD 1.92 M +USD 459 k +12,421 +32%
Ladenburg Thalmann Financial Services
10
Ladenburg Thalmann Financial Services
Florida
USD 1.43 M -USD 1.89 M -51,025 -57%
Raymond James Financial Services Advisors
11
Raymond James Financial Services Advisors
Florida
USD 1.21 M – – –
Advisor Group
12
Advisor Group
Arizona
USD 1.12 M +USD 1.12 M +30,162 Nuevas
Raymond James & Associates
13
Raymond James & Associates
Florida
USD 939 k +USD 145 k +3,916 +18%
Bank of America
14
Bank of America
North Carolina
USD 680 k +USD 193 k +5,228 +40%
National Planning Corporation
15
National Planning Corporation
California
USD 587 k -USD 46.4 k -1,254 -8%
First Heartland Consultants
16
First Heartland Consultants
Missouri
USD 373 k – – –
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
USD 365 k -USD 165 k -4,474 -31%
UBS Group
18
UBS Group
Switzerland
USD 326 k +USD 256 k +6,912 +371%
CIBC Bank USA
19
CIBC Bank USA
Illinois
USD 316 k +USD 59.4 k +1,607 +23%
Wilbanks Smith & Thomas Asset Management
20
Wilbanks Smith & Thomas Asset Management
Virginia
USD 253 k -USD 22.9 k -620 -8%
Stratos Wealth Partners
21
Stratos Wealth Partners
Ohio
USD 245 k +USD 244 k +6,602 Nuevas
Morgan Stanley
22
Morgan Stanley
New York
USD 213 k -USD 70.3 k -1,900 -25%
MSI Financial Services
23
MSI Financial Services
Massachusetts
USD 176 k +USD 173 k +4,688 +13,394%
SG Americas Securities
24
SG Americas Securities
New York
USD 149 k +USD 148 k +4,000 Nuevas
Societe Generale
25
Societe Generale
USD 149 k +USD 148 k +4,000 Nuevas
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