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VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
LPL Financial
1
LPL Financial
California
USD 37.2 M +USD 3.58 M +104,180 +11%
Victory Capital Management
2
Victory Capital Management
Texas
USD 9.9 M +USD 403 k +11,713 +5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
USD 7.45 M +USD 764 k +22,226 +12%
Ladenburg Thalmann Financial Services
4
Ladenburg Thalmann Financial Services
Florida
USD 3.29 M +USD 555 k +16,148 +22%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
USD 2.43 M +USD 1.86 M +53,979 +437%
Private Advisor Group
6
Private Advisor Group
New Jersey
USD 2.05 M +USD 191 k +5,563 +11%
IFP Advisors
7
IFP Advisors
Florida
USD 1.64 M -USD 1.15 M -33,444 -49%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
USD 1.43 M -USD 184 k -5,358 -12%
Raymond James Financial Services Advisors
9
Raymond James Financial Services Advisors
Florida
USD 1.2 M -USD 235 k -6,837 -17%
American International Group
10
American International Group
New York
USD 872 k +USD 154 k +4,491 +23%
Raymond James & Associates
11
Raymond James & Associates
Florida
USD 782 k +USD 98.2 k +2,855 +15%
National Planning Corporation
12
National Planning Corporation
California
USD 608 k -USD 169 k -4,907 -23%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
USD 524 k +USD 492 k +14,291 Nuevas
Bank of America
14
Bank of America
North Carolina
USD 479 k +USD 450 k +13,073 Nuevas
First Heartland Consultants
15
First Heartland Consultants
Missouri
USD 368 k -USD 84.1 k -2,446 -20%
Proficio Capital Partners
16
Proficio Capital Partners
Massachusetts
USD 297 k – – –
Morgan Stanley
17
Morgan Stanley
New York
USD 280 k +USD 59.2 k +1,720 +29%
Wilbanks Smith & Thomas Asset Management
18
Wilbanks Smith & Thomas Asset Management
Virginia
USD 272 k -USD 148 k -4,295 -37%
CIBC Bank USA
19
CIBC Bank USA
Illinois
USD 252 k – – –
AIM
20
Advantage Investment Management
Iowa
USD 69 k -USD 41.1 k -1,194 -39%
UBS Group
21
UBS Group
Switzerland
USD 68 k +USD 14.5 k +421 +29%
Next Financial Group
22
Next Financial Group
Texas
USD 11 k -USD 81.1 k -2,358 -89%
Tower Research Capital (TRC)
23
Tower Research Capital (TRC)
New York
USD 2 k – – –
MSI Financial Services
24
MSI Financial Services
Massachusetts
USD 1 k – – –
Stifel Financial
25
Stifel Financial
Missouri
– -USD 4.89 M -136,758 Cerradas
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