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State Street SPDR S&P Metals & Mining ETF

86 hedge funds and large institutions have $725M invested in State Street SPDR S&P Metals & Mining ETF in 2013 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 25 increasing their positions, 28 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

31.46% more ownership

Funds ownership: 104.28%135.74% (+31%)

22% more capital invested

Capital invested by funds: $594M → $725M (+$131M)

10% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 21

0% more funds holding

Funds holding: 8686 (0)

7% less call options, than puts

Call options by funds: $330M | Put options by funds: $356M

11% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 28

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
86
Holders Change
Holders Change %
0%
% of All Funds
2.5%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
23
Increased
25
Reduced
28
Closed
21
Calls
$330M
Puts
$356M
Net Calls
-$25.9M
Net Calls Change
+$112M
Name Holding Trade Value Shares
Change
Change in
Stake
B
51
Baird
Wisconsin
$406K -$54.1K -1,380 -13%
CCT
52
Country Club Trust
Missouri
$405K -$130K -3,320 -26%
FIM
53
Freedom Investment Management
Connecticut
$379K +$15.4K +394 +5%
HighTower Advisors
54
HighTower Advisors
Illinois
$373K
Ameriprise
55
Ameriprise
Minnesota
$287K +$103K +2,633 +63%
MSU
56
Maple Securities USA
New Jersey
$286K +$266K +6,800 New
CA
57
Commerzbank Aktiengesellschaft
Germany
$262K +$5.29K +135 +2%
PAS
58
Partnervest Advisory Services
California
$236K +$2.58K +66 +1%
FNYS
59
First New York Securities
New York
$210K +$196K +5,000 New
PAM
60
Princeton Alpha Management
New Jersey
$200K +$186K +4,751 New
WAM
61
Wolverine Asset Management
Illinois
$176K +$165K +4,200 New
AC
62
Andromeda Capital
New York
$158K +$147K +3,750 New
ICM
63
Ionic Capital Management
New York
$155K -$5.31M -135,493 -97%
AIG
64
American International Group
New York
$149K +$21.6K +551 +19%
MAS
65
Madden Advisory Services
Florida
$117K -$15.7K -400 -13%
LTFS
66
Ladenburg Thalmann Financial Services
Florida
$113K -$43.9K -1,120 -29%
Creative Planning
67
Creative Planning
Kansas
$89K +$41.7K +1,065 +101%
Bank of Montreal
68
Bank of Montreal
Ontario, Canada
$81K -$654K -16,700 -90%
BC
69
Bartlett & Co
Ohio
$71K -$6.86K -175 -9%
SSB
70
Sandy Spring Bank
Maryland
$62K
PG
71
PEAK6 Group
Illinois
$60K -$3.09M -78,910 -98%
KBC Group
72
KBC Group
Belgium
$50K
PFA
73
Paradigm Financial Advisors
Missouri
$37K +$34.7K +886 New
HPBT
74
High Point Bank & Trust
North Carolina
$34K
Envestnet Asset Management
75
Envestnet Asset Management
Illinois
$24K +$20.1K +513 +1,047%

XME Hedge Fund Activity: Q4 2013 in Review

86 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P Metals & Mining ETF (XME) for Q4 2013, worth a combined $725M — up 22% from $594M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new XME positions and 21 closed out — a net gain of 2 holders — while 25 added to existing stakes and 28 trimmed.

The largest buyer was Citigroup, adding an estimated $74.2M. The largest seller was Morgan Stanley, cutting an estimated $37.2M.

  • 86 institutional investors held State Street SPDR S&P Metals & Mining ETF (XME) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $725M of State Street SPDR S&P Metals & Mining ETF stock for Q4 2013, up 22% quarter-over-quarter.
  • 23 funds opened new State Street SPDR S&P Metals & Mining ETF positions in Q4 2013 and 21 closed out, a net change of +2 holders.
  • The largest State Street SPDR S&P Metals & Mining ETF buyer in Q4 2013 was Citigroup, an estimated $74.2M added.
  • The largest State Street SPDR S&P Metals & Mining ETF seller in Q4 2013 was Morgan Stanley, an estimated $37.2M sold.

Based on aggregated 13F filings for Q4 2013.