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WhiteHorse Finance

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$11.1M +$34.5K +2,744 +0.3%
YMRC
2
Yorktown Management & Research Company
Virginia
$4.95M -$981K -78,099 -16%
UBS Group
3
UBS Group
Switzerland
$3.54M -$2.45M -194,682 -39%
NCM
4
Nantahala Capital Management
Connecticut
$2.31M -$404K -32,193 -14%
Morgan Stanley
5
Morgan Stanley
New York
$1.24M +$412K +32,757 +44%
RVPG
6
Relative Value Partners Group
$1.16M +$128K +10,221 +11%
MC
7
Muzinich & Co
New York
$870K
VKH
8
Virtu KCG Holdings
New York
$692K +$747K +59,469 New
RCM
9
Rivernorth Capital Management
Florida
$482K +$520K +41,421 New
Nuveen
10
Nuveen
North Carolina
$458K +$87.9K +7,000 +22%
Two Sigma Investments
11
Two Sigma Investments
New York
$458K +$163K +12,944 +49%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$364K +$86.7K +6,900 +29%
Stifel Financial
13
Stifel Financial
Missouri
$286K -$1.26K -100 -0.4%
Millennium Management
14
Millennium Management
New York
$268K +$289K +23,041 New
OAM
15
Orinda Asset Management
California
$265K -$518K -41,236 -64%
Deutsche Bank
16
Deutsche Bank
Germany
$161K -$702K -55,881 -80%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$158K +$170K +13,566 New
BTS
18
BB&T Securities
Virginia
$152K -$34.6K -2,750 -17%
BCM
19
Buckhead Capital Management
Georgia
$133K
Citigroup
20
Citigroup
New York
$111K +$66.3K +5,276 +124%
Walleye Trading
21
Walleye Trading
New York
$42K +$45.2K +3,600 New
TRCT
22
Tower Research Capital (TRC)
New York
$36K +$32.9K +2,622 +551%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$33K
US Bancorp
24
US Bancorp
Minnesota
$17K
Manulife (Manufacturers Life Insurance)
25
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$11K