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WhiteHorse Finance
WHF

Name Holding Trade Value Shares
Change 		Change in
Stake
YMRC
1
Yorktown Management & Research Company
Virginia
$7.09M +$6.98M +450,000 New
U
2
UBS
Switzerland
$3.84M +$3.78M +243,682 New
BFA
3
BlackRock Fund Advisors
California
$2.89M +$2.84M +183,337 New
NI
4
Numeric Investors
Massachusetts
$1.68M +$1.65M +106,663 New
Northern Trust
5
Northern Trust
Illinois
$1.38M +$1.35M +87,276 New
State Street
6
State Street
Massachusetts
$1.18M +$1.16M +74,618 New
BIT
7
BlackRock Institutional Trust
California
$1.14M +$1.12M +72,491 New
BTS
8
BB&T Securities
Virginia
$947K +$932K +60,099 New
TCIM
9
TIAA CREF Investment Management
New York
$446K +$439K +28,335 New
SNC
10
Stifel Nicolaus & Co
Missouri
$441K +$435K +28,025 New
TC
11
TFS Capital
Pennsylvania
$412K +$406K +26,180 New
HA
12
Heartland Advisors
Wisconsin
$371K +$369K +23,810 New
BIM
13
BlackRock Investment Management
Delaware
$364K +$359K +23,132 New
Deutsche Bank
14
Deutsche Bank
Germany
$317K +$314K +20,254 New
Bank of New York Mellon
15
Bank of New York Mellon
New York
$307K +$302K +19,466 New
AAM
16
Advisors Asset Management
Colorado
$203K +$199K +12,862 New
MAM
17
Martingale Asset Management
Massachusetts
$201K +$197K +12,707 New
Morgan Stanley
18
Morgan Stanley
New York
$190K +$186K +12,003 New
California State Teachers Retirement System (CalSTRS)
19
California State Teachers Retirement System (CalSTRS)
California
$189K +$187K +12,031 New
TA
20
Teachers Advisors
New York
$173K +$170K +10,988 New
GCP
21
GSA Capital Partners
United Kingdom
$169K +$166K +10,700 New
B
22
Baird
Wisconsin
$167K +$165K +10,616 New
Vanguard Group
23
Vanguard Group
Pennsylvania
$160K +$158K +10,190 New
NFA
24
Nationwide Fund Advisors
Ohio
$79K +$77.8K +5,020 New
AIG
25
American International Group
New York
$72.3K +$71.2K +4,591 New
1
2