State Street’s WhiteHorse Finance WHF Stock Holding History

State Street’s Portfolio WHF Stock Details WHF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-81,129	Closed	-$1.14M	–	3675
2014 Q1	$1.14M	Buy	81,129 +3,994	+5%	+$58K	﹤0.01%	3236
2013 Q4	$1.16M	Buy	77,135 +1,461	+2%	+$22.1K	﹤0.01%	3230
2013 Q3	$1.14M	Buy	75,674 +1,056	+1%	+$16.2K	﹤0.01%	3224
2013 Q2	$1.18M	Buy	+74,618	New	+$1.16M	﹤0.01%	3167

Other funds holding WHF

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

BCM

Buckhead Capital Management Atlanta, Georgia $265M AUM 11.84% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

State Street's WHF Position: Q2 2014 in Review

State Street sold out of WhiteHorse Finance (WHF) in Q2 2014, closing a stake of 81,129 shares — an estimated $1.14M sold.

State Street first reported a position in WHF in Q2 2013 and held it in 4 quarters. The position peaked at $1.18M in Q2 2013. 39 funds tracked by Wall St. Rank hold WHF as of Q2 2014.

State Street reported no remaining WhiteHorse Finance position as of Q2 2014 after selling out during the quarter.
State Street sold 81,129 WhiteHorse Finance shares in Q2 2014, an estimated $1.14M.
State Street first reported a position in WhiteHorse Finance in Q2 2013 and held it in 4 quarters.
State Street's WhiteHorse Finance position peaked at $1.18M in Q2 2013.
39 funds tracked by Wall St. Rank held WhiteHorse Finance as of Q2 2014.

Based on State Street's 13F filing for Q2 2014, filed 12 Aug 2014.