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ProShares Ultra Russell2000
UWM

32 hedge funds and large institutions have $61.3M invested in ProShares Ultra Russell2000 in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 14 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% less funds holding

Funds holding: 50 → 32 (-18)

41% less call options, than puts

Call options by funds: $19.9M | Put options by funds: $34M

57% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 14

67% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 24

75% less funds holding in top 10

Funds holding in top 10: 8 → 2 (-6)

95% less capital invested

Capital invested by funds: $1.34B → $61.3M (-$1.28B)

248.22% less ownership

Funds ownership: 346.76% → 98.53% (-248%)

Holders
32
Holders Change
-18
Holders Change %
-36%
% of All Funds
0.93%
Holding in Top 10
2
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-75%
% of All Funds
0.06%
New
8
Increased
6
Reduced
14
Closed
24
Calls
$19.9M
Puts
$34M
Net Calls
-$14.1M
Net Calls Change
-$33.1M

Top Buyers

1
Goldman Sachs
Goldman Sachs
New York
+$6.83M
2
VKH
Virtu KCG Holdings
New York
+$6.18M
3
VF
Virtu Financial
New York
+$4.45M
4
TRCT
Tower Research Capital (TRC)
New York
+$556K
5
Walleye Trading
Walleye Trading
New York
+$274K

Top Sellers

1
GHF
Good Harbor Financial
Illinois
-$899M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$119M
3
PI
Placemark Investments
Illinois
-$56M
4
VAM
Visionary Asset Management
Texas
-$45.1M
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$38.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$31K -$38.1M -1,956,676 -100%
Bessemer Group
27
Bessemer Group
New Jersey
$28K +$25.5K +1,308 New
Creative Planning
28
Creative Planning
Kansas
$21K +$8.64K +444 +85%
AIG
29
American International Group
New York
$17.3K -$25.5K -1,308 -62%
JIR
30
James Investment Research
Ohio
$16K – – –
RFA
31
Reilly Financial Advisors
California
$12K +$10.9K +560 New
Invesco
32
Invesco
Georgia
$4K +$3.89K +200 New
GHF
33
Good Harbor Financial
Illinois
– -$899M -49,344,768 Closed
VAM
34
Visionary Asset Management
Texas
– -$45.1M -2,660,808 Closed
ACM
35
Argentus Capital Management
Texas
– -$33.8M -1,851,944 Closed
FHA
36
First Horizon Advisors
Tennessee
– -$25.1M -1,377,956 Closed
BFG
37
Beacon Financial Group
Texas
– -$19.6M -1,079,056 Closed
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
– -$18.2M -996,832 Closed
FAAS
39
First Allied Advisory Services
California
– -$12.5M -686,412 Closed
WCM
40
Weatherstone Capital Management
Colorado
– -$12.2M -667,296 Closed
LWM
41
Lyons Wealth Management
Florida
– -$7.22M -396,220 Closed
Natixis Advisors
42
Natixis Advisors
Massachusetts
– -$3.59M -196,996 Closed
WI
43
WrapManager Inc
California
– -$2.83M -155,208 Closed
PFS
44
Prospera Financial Services
Texas
– -$2.45M -131,244 Closed
AI
45
Atria Investments
North Carolina
– -$1.98M -108,540 Closed
JT
46
Jump Trading
Illinois
– -$1.48M -81,116 Closed
CAM
47
CMT Asset Management
Illinois
– -$941K -51,644 Closed
AAS
48
Annex Advisory Services
Wisconsin
– -$523K -28,700 Closed
WSFS
49
Wilmington Savings Fund Society
Delaware
– -$270K -18,916 Closed
FAAM
50
First Allied Asset Management
California
– -$270K -14,816 Closed
1
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UWM Hedge Fund Activity: Q4 2013 in Review

32 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Russell2000 (UWM) for Q4 2013, worth a combined $61.3M — down 95% from $1.34B a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of UWM and 8 opened new positions — a net loss of 16 holders — while 14 trimmed existing stakes and 6 added.

The largest buyer was Goldman Sachs, adding an estimated $6.83M. The largest seller was Good Harbor Financial, exiting entirely with an estimated $899M sold.

  • 32 institutional investors held ProShares Ultra Russell2000 (UWM) as of Q4 2013, down from 50 in Q3 2013.
  • Funds reported $61.3M of ProShares Ultra Russell2000 stock for Q4 2013, down 95% quarter-over-quarter.
  • 8 funds opened new ProShares Ultra Russell2000 positions in Q4 2013 and 24 closed out, a net change of -16 holders.
  • The largest ProShares Ultra Russell2000 buyer in Q4 2013 was Goldman Sachs, an estimated $6.83M added.
  • The largest ProShares Ultra Russell2000 seller in Q4 2013 was Good Harbor Financial, an estimated $899M sold.

Based on aggregated 13F filings for Q4 2013.