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Principal Exchange-Traded Funds Principal US Mega-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$6.56M -$64.1M -2,127,954 -91%
Principal Financial Group
2
Principal Financial Group
Iowa
$5.78M +$1.41M +46,868 +34%
Wells Fargo
3
Wells Fargo
California
$4.96M +$1.16M +38,622 +32%
Morgan Stanley
4
Morgan Stanley
New York
$4.42M +$461K +15,319 +12%
LPL Financial
5
LPL Financial
California
$2.63M +$635K +21,090 +34%
CWM
6
Cornerstone Wealth Management
Missouri
$1.63M +$8.7K +289 +0.6%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$1.2M -$49.4K -1,640 -4%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.11M -$57.3K -1,904 -5%
Citadel Advisors
9
Citadel Advisors
Florida
$989K +$951K +31,584 New
Bank of America
10
Bank of America
North Carolina
$700K -$21.8K -725 -3%
SWM
11
SeaCrest Wealth Management
New York
$685K +$220K +7,313 +50%
AG
12
Advisor Group
Arizona
$632K +$195K +6,462 +47%
MA
13
Mutual Advisors
Nebraska
$450K -$18.6K -618 -4%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$450K +$433K +14,374 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$63K
Citigroup
16
Citigroup
New York
$59K
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$57K -$2.14K -71 -4%
UBS Group
18
UBS Group
Switzerland
$11K -$69.1K -2,295 -86%
PCIA
19
Prime Capital Investment Advisors
Kansas
$5K +$4.7K +156 New
Jane Street
20
Jane Street
New York
-$547K -18,627 Closed
PB
21
Pinnacle Bancorp
Nebraska
-$4K -146 Closed
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
-$3K -96 Closed
SB
23
Strategic Blueprint
Georgia
-$1K -32 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$120 -4 -21%