SeaCrest Wealth Management’s Principal Exchange-Traded Funds Principal US Mega-Cap ETF USMC Stock Holding History

SeaCrest Wealth Management’s Portfolio USMC Stock Details USMC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-3,577	Closed	-$224K	–	675
2025 Q2	$224K	Sell	3,577 -20,594	-85%	-$1.2M	0.02%	541
2025 Q1	$1.37M	Sell	24,171 -345	-1%	-$20.7K	0.16%	127
2024 Q4	$1.47M	Buy	+24,516	New	+$1.45M	0.15%	124
2022 Q3	–	Sell	-1,478	Closed	-$54K	–	1473
2022 Q2	$54K	Buy	+1,478	New	+$58.2K	0.01%	1087
2020 Q3	–	Sell	-15,346	Closed	-$461K	–	617
2020 Q2	$461K	Sell	15,346 -6,048	-28%	-$175K	0.08%	263
2020 Q1	$555K	Sell	21,394 -489	-2%	-$14.6K	0.12%	190
2019 Q4	$685K	Buy	21,883 +7,313	+50%	+$220K	0.11%	211
2019 Q3	$428K	Buy	+14,570	New	+$425K	0.08%	300

Other funds holding USMC

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

OBWP

O'Brien Wealth Partners Waltham, Massachusetts $756M AUM 13.93% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $80.9B AUM 26.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

SeaCrest Wealth Management's USMC Position: Q3 2025 in Review

SeaCrest Wealth Management sold out of Principal Exchange-Traded Funds Principal US Mega-Cap ETF (USMC) in Q3 2025, closing a stake of 3,577 shares — an estimated $224K sold.

SeaCrest Wealth Management first reported a position in USMC in Q3 2019 and held it in 8 quarters. The position peaked at $1.47M in Q4 2024. 81 funds tracked by Wall St. Rank hold USMC as of Q3 2025.

SeaCrest Wealth Management reported no remaining Principal Exchange-Traded Funds Principal US Mega-Cap ETF position as of Q3 2025 after selling out during the quarter.
SeaCrest Wealth Management sold 3,577 Principal Exchange-Traded Funds Principal US Mega-Cap ETF shares in Q3 2025, an estimated $224K.
SeaCrest Wealth Management first reported a position in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q3 2019 and held it in 8 quarters.
SeaCrest Wealth Management's Principal Exchange-Traded Funds Principal US Mega-Cap ETF position peaked at $1.47M in Q4 2024.
81 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal US Mega-Cap ETF as of Q3 2025.

Based on SeaCrest Wealth Management's 13F filing for Q3 2025, filed 13 Nov 2025.