Advisor Group’s Principal Exchange-Traded Funds Principal US Mega-Cap ETF USMC Stock Holding History

Advisor Group’s Portfolio USMC Stock Details USMC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$632K	Buy	20,167 +6,462	+47%	+$195K	﹤0.01%	1507
2019 Q3	$403K	Buy	13,705 +2,803	+26%	+$81.7K	﹤0.01%	1766
2019 Q2	$317K	Buy	10,902 +1,710	+19%	+$48.5K	﹤0.01%	1958
2019 Q1	$258K	Buy	9,192 +9,082	+8,256%	+$245K	﹤0.01%	2066
2018 Q4	$3K	Hold	110	–	–	﹤0.01%	4739
2018 Q3	$3K	Buy	+110	New	+$3.02K	﹤0.01%	4771

Other funds holding USMC

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CWM

Cornerstone Wealth Management St. Peters, Missouri $2.33B AUM 25.21% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Advisor Group's USMC Position: Q4 2019 in Review

Advisor Group increased its Principal Exchange-Traded Funds Principal US Mega-Cap ETF (USMC) stake by 47% in Q4 2019, buying an estimated $195K and bringing the position to 20,167 shares worth $632K. The position accounts for ﹤0.01% of the portfolio, ranked #1507.

Advisor Group first reported a position in USMC in Q3 2018 and has held it in 6 quarters since. 20 funds tracked by Wall St. Rank hold USMC as of Q4 2019.

Advisor Group held 20,167 shares of Principal Exchange-Traded Funds Principal US Mega-Cap ETF worth $632K as of Q4 2019.
Advisor Group bought 6,462 Principal Exchange-Traded Funds Principal US Mega-Cap ETF shares in Q4 2019, an estimated $195K.
Principal Exchange-Traded Funds Principal US Mega-Cap ETF made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #1507 holding.
Advisor Group first reported a position in Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q3 2018 and has held it in 6 quarters since.
20 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal US Mega-Cap ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.