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Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC

Name Holding Trade Value Shares
Change 		Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$2.55B +$10.1M +156,816 +0.4%
PS
2
Principal Securities
Iowa
$299M +$24.1M +373,083 +9%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$285M +$23.4M +361,890 +9%
LPL Financial
4
LPL Financial
California
$89.8M +$3.93M +60,714 +5%
OBWP
5
O'Brien Wealth Partners
Massachusetts
$61.8M -$931K -14,383 -2%
Mercer Global Advisors
6
Mercer Global Advisors
Colorado
$61.7M +$58.5M +904,936 New
Raymond James Financial
7
Raymond James Financial
Florida
$51.9M -$1.81M -28,004 -4%
Morgan Stanley
8
Morgan Stanley
New York
$44.5M +$990K +15,304 +2%
Wells Fargo
9
Wells Fargo
California
$40.7M -$362K -5,591 -0.9%
NA
10
NewEdge Advisors
Louisiana
$31.3M +$9.3M +143,807 +46%
LC
11
Legacy CG
Texas
$21M -$3.75K -58 -0%
BCI
12
Brinker Capital Investments
Pennsylvania
$19.9M +$1.55M +23,898 +9%
SWM
13
Segment Wealth Management
Texas
$17.5M -$7.57K -117 -0%
SFS
14
Symphony Financial Services
Ohio
$14.6M +$178K +2,759 +1%
WAOI
15
Wealth Advisors of Iowa
Iowa
$14.2M +$9.35M +144,585 +229%
GSWM
16
Golden State Wealth Management
California
$13.5M +$182K +2,812 +1%
IWC
17
Integrated Wealth Concepts
Massachusetts
$10.6M +$6.43M +99,385 +177%
ECA
18
Elevation Capital Advisory
Oregon
$8.73M +$8.29M +128,122 New
Two Sigma Investments
19
Two Sigma Investments
New York
$7.94M – – –
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$7.55M +$2.33M +35,990 +48%
Osaic Holdings
21
Osaic Holdings
Arizona
$4.44M +$746K +11,525 +21%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$4.26M +$130K +2,006 +3%
UBS Group
23
UBS Group
Switzerland
$4.06M +$286K +4,427 +8%
MML Investors Services
24
MML Investors Services
Massachusetts
$3.93M -$70.9K -1,096 -2%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$3.91M +$3.48M +53,848 +1,512%
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