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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
76
MML Investors Services
Massachusetts
$307K +$307K +6,106 New
BOS
77
Bingham Osborn & Scarborough
California
$294K +$294K +5,850 New
Carson Wealth (CWM LLC)
78
Carson Wealth (CWM LLC)
Nebraska
$291K +$242K +4,805 +493%
Pinnacle Associates
79
Pinnacle Associates
New York
$246K +$246K +4,885 New
VC
80
Vicus Capital
Pennsylvania
$201K -$168K -3,331 -45%
MM
81
Main Management
California
$200K – – –
Mariner
82
Mariner
Kansas
$200K – – –
Manulife (Manufacturers Life Insurance)
83
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$170K +$34.7K +688 +26%
Steward Partners Investment Advisory
84
Steward Partners Investment Advisory
New York
$85K -$5K -100 -6%
Citigroup
85
Citigroup
New York
$71K – – –
NFG
86
Next Financial Group
Texas
$71K +$71K +1,408 New
PNC Financial Services Group
87
PNC Financial Services Group
Pennsylvania
$26K -$44.4K -854 -63%
Creative Planning
88
Creative Planning
Kansas
$25K +$25K +500 New
RFWA
89
RPg Family Wealth Advisory
Massachusetts
$19.7K +$19.7K +392 New
Advisory Services Network
90
Advisory Services Network
Georgia
$9K – – –
FANJ
91
Financial Architects (New Jersey)
New Jersey
$5K – – –
NR
92
Newfound Research
Massachusetts
$2K -$870 -20 -30%
RA
93
Rational Advisors
New York
$1K – – –
SEI Investments
94
SEI Investments
Pennsylvania
$1K +$1K +21 New
Guggenheim Capital
95
Guggenheim Capital
Illinois
– -$45.7M -910,215 Closed
Wolverine Trading
96
Wolverine Trading
Illinois
– -$2.73M -54,298 Closed
Independent Advisor Alliance
97
Independent Advisor Alliance
North Carolina
– -$1.88M -37,376 Closed
TW
98
Transform Wealth
Colorado
– -$807K -16,050 Closed
FA
99
FMA Advisory
Pennsylvania
– -$749K -14,895 Closed
Millennium Management
100
Millennium Management
New York
– -$677K -13,467 Closed